Senior Securities Analyst

RegulatoryJobs Executive Recruitment; New Brunswick; On-site; CAD 70,000 - 110,000; Full time

Job summary

An established industry player is seeking a Senior Securities Analyst to join their dynamic team in Saint John. This role is pivotal in ensuring compliance and transparency within the financial sector, providing subject matter expertise in reviewing prospectus and continuous disclosure documents. The ideal candidate will possess strong analytical skills, report writing abilities, and a comprehensive understanding of accounting principles. This position offers a competitive salary and benefits, along with opportunities for personal growth and professional challenges in a supportive environment. If you're ready to make a significant impact in regulation and consumer protection, this opportunity is for you.

Benefits

Competitive salary

Benefit package

Opportunities for personal growth

Qualifications

• 7+ years of relevant post-designation work experience required.
• In-depth knowledge of GAAP and Auditing Standards essential.

Responsibilities

• Conduct in-depth reviews of prospectus and disclosure documents.
• Act as an accounting resource for the Division and the Commission.

Skills

Report Writing

Analytical Skills

Communication Skills

Judgment and Discretion

Education

University Degree

Tools

Tableau

Job description

Worldwide Opportunities in Regulation and Consumer Protection

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Senior Securities Analyst

Financial and Consumer Services Commission

FCNB is a leader in integrated financial and consumer services regulation. FCNB’s mandate is to protect consumers and enhance public confidence in the financial and consumer marketplace through the provision of regulatory and educational services. With offices in both Fredericton and Saint John, it is responsible for the administration and enforcement of provincial legislation regulating mortgage brokers, payday lenders, real estate, securities, insurance, pensions, credit unions, trust and loan companies, co-operatives, and a wide range of consumer legislation. FCNB is an independent Crown corporation funded by the regulatory fees and assessments paid by its regulated sectors.

We offer opportunities for dedicated professionals to play a vital role in carrying out our mandate.

Senior Securities Analyst – Saint John office

We are currently seeking an experienced and highly skilled professional to join our dynamic team as a Senior Securities Analyst in the Securities Division. The Senior Securities Analyst role has two main purposes: i) to provide subject matter expertise in conducting in-depth reviews and analyses of prospectus and continuous disclosure documents filed by New Brunswick reporting issuers to ensure full, true, and plain disclosure, including policy development and participation on numerous national corporate finance related committees and ii) to act as an accounting resource for the Division and the Commission through the review of financial-related documents and budgeting activities.

This position reports to the Manager, Corporate Finance in the Securities Division.

You possess strong report writing skills and are an effective communicator in both collegial and adversarial situations.

Other qualifications include:

• Completion of a university degree;
• 7+ years relevant post-designation work experience;
• In-depth knowledge of Generally Accepted Accounting Principles and Auditing Standards;
• Knowledge of International Financial Reporting Standards;
• Working knowledge of securities legislation is a definite asset;
• Experience using Tableau is an asset;
• Bilingualism (English and French) is an asset;
• Highly analytical;
• Sound judgment while exercising tact and discretion.

The Financial and Consumer Services Commission offers a competitive salary and benefit package as well as excellent opportunities for personal growth and challenge. If you are interested in being a key part of this team, please forward your résumé and covering letter.

For more information about this position please visit our website at www.fcnb.ca or call the Human Resources Officer at [phone].