Senior Risk & Capital Markets Leader, FLOD & Compliance

ATB; Calgary; On-site; CAD 110,000 - 135,000; Full time

Job summary

ATB Financial is seeking an experienced risk and controls subject matter expert for Capital Markets. You will report to the Managing Director of BER A and drive risk identification, assessment and treatment strategies to enable informed decisions and strong governance across CCM.

You will partner with CCM leaders, manage complex escalations, and support risk reporting to senior leadership while promoting a culture of risk awareness and accountability across the organization.

Qualifications

• 5+ years experience in a Financial Institution with a focus on Capital Markets.
• Graduate degree in Business Commerce, Economics, Mathematics or Law.
• FRM designation would be considered an asset.
• Strong knowledge of Canadian securities laws and CIRO.

Responsibilities

• Lead risk identification, assessment, treatment and monitoring within Capital Markets.
• Maintain and certify the Risk and Control Self Assessment (RCSA).
• Deliver Regulatory Compliance Matrices (RCM) from regulatory requirements.
• Facilitate discussions to review and test internal controls and identify improvements.
• Contribute to risk governance for third party relationships and SOC reports.
• Develop and report KRIs and KPIs, and support senior leadership risk reporting.

Skills

Risk management

Stakeholder collaboration

Regulatory knowledge

Financial analysis

Project leadership

Communication skills

Education

Graduate degree in Business Commerce, Economics, Mathematics or Law

Job description

ATB Financial is seeking an experienced risk and controls subject matter expert for Capital Markets. You will report to the Managing Director of BER A and drive risk identification, assessment and treatment strategies to enable informed decisions and strong governance across CCM.

You will partner with CCM leaders, manage complex escalations, and support risk reporting to senior leadership while promoting a culture of risk awareness and accountability across the organization.