Senior Compliance Manager - Wealth & Regulatory Programs

BMO U.S.; Toronto; On-site; CAD 70,000 - 150,000; Full time

Benefits offered by this job

Health insurance

Tuition reimbursement

Accident and life insurance

Retirement savings plans

Job summary

BMO U.S. Wealth seeks a Regulatory Compliance Specialist to advise on regulatory requirements and to lead the Enterprise Compliance Program across Wealth businesses.

You will interpret rules, map controls, and partner with 2nd Line Compliance and Legal to ensure 1st Line programs meet evolving demands. Responsibilities include regulatory risk assessments, policy development, training delivery, and issue management across enterprise initiatives, with collaboration across Trust Canada, Platinum

Qualifications

• Typically 5–7 years of relevant experience in Trust, Insurance or Banking and a post-secondary degree in a related field, or an equivalent combination of education and experience.
• Expert verbal and written communication skills; strong presentation abilities.
• Ability to analyze regulatory developments and translate them into effective controls and policies.

Responsibilities

• Provide governance and advisory support for 1st Line compliance programs across Wealth businesses.
• Maintain and map regulations and controls in GRCE with risk assessment and tests by Monitoring & Testing.
• Lead regulatory readiness assessments, action plans, and remediation tracking across large programs.
• Communicate regulatory changes, deliver training, and support policy development and implementation.

Skills

Regulatory compliance

Regulatory requirements

Stakeholder management

Change management

Risk assessment

Communication skills

Analytical thinking

Project management

Education

Bachelor's degree in a related field

Tools

Microsoft Excel

GRCE Compliance book of record

Job description

BMO U.S. Wealth seeks a Regulatory Compliance Specialist to advise on regulatory requirements and to lead the Enterprise Compliance Program across Wealth businesses.

You will interpret rules, map controls, and partner with 2nd Line Compliance and Legal to ensure 1st Line programs meet evolving demands. Responsibilities include regulatory risk assessments, policy development, training delivery, and issue management across enterprise initiatives, with collaboration across Trust Canada, Platinum