Senior Compliance & Training Specialist

Wellington-Altus Private Wealth Inc.; Calgary; On-site; CAD 80,000 - 100,000; Full time

Benefits offered by this job

Health insurance

Employee benefits per location

Career progression opportunities

Job summary

Wellington-Altus Private Wealth Inc. seeks a Senior Compliance Specialist to develop testing programs, train staff, and ensure adherence to regulatory standards.

You will lead change management, monitor outcomes, and provide ongoing coaching to the team across multiple lines of defense in Canada. The role emphasizes building robust controls, updating processes for regulatory changes, and collaborating with Legal, Risk, Operations, and IT to drive improvements in compliance and risk management.

Qualifications

• Coaching, training, and testing skills.
• Excellent communication and interpersonal skills.
• Ability to manage multiple priorities and work under pressure.
• High attention to detail and accuracy.
• Strong ethical standards and integrity.
• Ability to work independently and in a team.
• Proficiency with Power BI and MS Office.
• Bachelor’s degree in business administration, finance, accounting, or related field.
• Industry courses such as CSC are assets.
• Minimum of 3 years in a compliance or regulatory environment.
• Experience collaborating with IT partners to implement technology solutions.
• Experience in data analysis and risk management.
• Knowledge of financial services, CIRO and regulators.

Responsibilities

• Design targeted training programs supporting compliance and supervision objectives.
• Develop and deliver training content with clear, relevant materials.
• Monitor training effectiveness using qualitative and quantitative metrics.
• Provide coaching and mentorship to compliance staff.
• Review and enhance compliance processes to close gaps.
• Recommend changes to strengthen controls and risk mitigation.
• Establish internal controls to ensure regulatory adherence.
• Stay current with evolving regulations and industry best practices.
• Communicate regulatory changes across the organization.
• Analyze compliance data to identify trends and issues.
• Collaborate with Legal, Risk, Operations, and IT on improvements.

Skills

Coaching

Training

Testing skills

Communication

Power BI

MS Office

Independent work

Team collaboration

Education

Bachelor’s degree in business administration, finance, accounting, or related field

Tools

Power BI

MS Excel

MS Word

Job description

Wellington-Altus Private Wealth Inc. seeks a Senior Compliance Specialist to develop testing programs, train staff, and ensure adherence to regulatory standards.

You will lead change management, monitor outcomes, and provide ongoing coaching to the team across multiple lines of defense in Canada. The role emphasizes building robust controls, updating processes for regulatory changes, and collaborating with Legal, Risk, Operations, and IT to drive improvements in compliance and risk management.