Senior Audit Manager - Banking Risk & Assurance

TD; Toronto; On-site; CAD 97,000 - 137,000; Full time

Job summary

TD is a leading global financial institution with a strong Canadian presence. The Audit team provides independent oversight and strategic guidance to safeguard governance and daily operations across TD.

We focus on risk, compliance, and process improvements to support reliable banking services for customers. As an experienced Audit professional, you will lead and contribute to audit engagements, develop planning documents, and clearly communicate findings to stakeholders.

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience in audit, compliance, fraud, financial crimes, AML, sanctions, insider risk, ABAC.

Responsibilities

• Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area

Skills

Audit

Regulatory

Education

Undergraduate degree

Job description

TD is a leading global financial institution with a strong Canadian presence. The Audit team provides independent oversight and strategic guidance to safeguard governance and daily operations across TD.

We focus on risk, compliance, and process improvements to support reliable banking services for customers. As an experienced Audit professional, you will lead and contribute to audit engagements, develop planning documents, and clearly communicate findings to stakeholders.