Senior Audit Lead — Risk & Controls Champion

TD; Toronto; On-site; CAD 97,000 - 137,000; Full time

Job summary

TD audit team is seeking an experienced professional to provide independent oversight and strategic guidance across the Bank’s businesses from Toronto. You will help safeguard governance, drive process improvements, and deliver audit findings to strengthen controls while collaborating with stakeholders and senior management.

The role requires 7+ years of relevant experience, an undergraduate degree, and professional credentials (CPA/CIA).

Qualifications

• Undergraduate degree required.
• 7+ years of relevant experience (Insurance experience, knowledge an asset).
• CPA, CIA a strong asset.

Responsibilities

• Support the development and implementation of audit programs by contributing insights and assisting with planning activities.
• Participate in audit engagements across multiple areas, helping ensure audits are conducted in line with established standards and timelines.
• Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• Complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads).
• Oversee/lead audits and/or execute the follow-up of findings arising from internal audits and regulatory reviews in accordance with policy.
• Oversee/lead the ongoing audit communications and/or the reporting process with the stakeholders, senior management and external auditors for specific and/or overall Audit area.
• Contribute to audit initiatives by providing input and assisting in the design and testing of solutions, as well as supporting implementation efforts.
• Lead / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas.
• Act as the audit lead or audit advisor to management and respective teams for area of specialization. Report on emerging trends, identifying issues and opportunities and recommending action to senior management.

Education

Undergraduate degree

Job description

TD audit team is seeking an experienced professional to provide independent oversight and strategic guidance across the Bank’s businesses from Toronto. You will help safeguard governance, drive process improvements, and deliver audit findings to strengthen controls while collaborating with stakeholders and senior management.

The role requires 7+ years of relevant experience, an undergraduate degree, and professional credentials (CPA/CIA).