Senior Audit Analyst

Vaco LLC; Milton; Hybrid; CAD 90,000 - 105,000; Full time

Benefits offered by this job

Hybrid work

Community atmosphere

Team involvement

Competitive compensation

Job summary

Vaco by Highspring is seeking a Senior Audit Analyst to join our financial services client in a hybrid environment. The role requires regular in-person presence (8 days per month) and strong collaboration with the Audit Lead/Vice President to assess risks and controls.

You will guide audit planning, perform testing, and deliver clear findings and action plans. A background in accounting or finance and 3+ years of audit experience is expected, with opportunity for discretionary bonuses.

Qualifications

• 3+ years in external and internal audit, preferably in financial services.
• Knowledge of MFDA, IIROC, OSC desirable.
• Strong data analytics and problem-solving skills.

Responsibilities

• Develop, execute, and document business risks and controls.
• Support audit scope, fieldwork, and testing within timelines.
• Plan and execute audits using agile methodology.
• Perform data analysis to identify outliers and risks.
• Draft findings with root cause and action plans for closure.

Skills

External audit

Internal audit

Analytics

Education

Bachelor's degree in Business, Accounting, or Finance

CPA / CIA / CISA (in progress or completed)

Tools

Power BI

Tableau

Knime

SAS

Python

Job description

Our client is in financial services.They are looking for a Senior Audit Analyst to join their team!.Hybrid work environment - Requirement to come in 8 days/ month.People love working there - commun

Full-time +1

About the Company

Our client is in financial services. They are looking for a Senior Audit Analyst to join their team!

Why Work Here

• Hybrid work environment - Requirement to come in 8 days/ month
• People love working there - community involved company and familial atmosphere!
• Great team involvement and chemistry internally!
• Competitive compensation package

About the Opportunity

• Work under the guidance of the Audit Lead/Vice President to develop, execute, and document business risks and controls identified in assigned projects.
• Support the creation of audit scope coverage, fieldwork, and testing within the given timeframe.
• Participate in the planning and execution of audit assignments in line with the agile audit methodology.
• Perform technical research using external and internal source material.
• Perform walkthroughs and audit testing, and document testing by organizing and analyzing audit data, escalating high risk issues timely and summarizing audit findings for review.
• Produce findings and draft audit reports with a clear description of issues identified and related root cause, business impact and proposed actions plans/control enhancement opportunities.
• Engage with stakeholders for the validation and timely closure of audit findings.
• Assist in the testing of specific technology-based controls and IT general controls alongside business process.
• Assist in analyzing large volumes of data for outliers and anomalies, leveraging current and emerging tools and data analytics software (e.g., Power BI, Tableau, Knime, SAS, Python).
• Assist in performing business unit risk assessments, identify any audit gaps and control weaknesses (including any thematic risks and controls) within the audit universe and provide input and recommendations for the development of the integrated audit plan.
• Build strong relationships and influence senior stakeholders within client organizations.

About You

• University degree with a focus on Business, preferably Accounting or Finance.
• 3+ years of external and internal audit (or audit-related) experience, preferably in financial services (i.e., asset management, brokerage).
• Knowledge and experience in auditing one or more of trading and syndication (equity, fixed income, multi-assets, ETFs), investment management, private placements, portfolio management, investment compliance, brokerage.
• Completion of or working towards Internal / External Audit, Accounting, or IT accreditation (CA, CPA, CIA, CISA).
• Knowledge of accounting, auditing, and reporting standards and regulatory requirements (MFDA, IIROC and OSC) is desirable.
• Strong quantitative, analytical, data-intuition and problem-solving skills.
• Excellent communication skills to vocalize and communicate concisely and clearly articulate thoughts and ideas across all levels (written, verbal, presentation).
• Critical thinker with effective influencing and ability to think outside the box.
• Strong interpersonal skills to build effective and strong relationships and influence senior stakeholders.
• Positive attitude and goal driven.
• Flexible, adaptable, and ability to multi-task and quickly respond and adapt effectively to changing business needs and priorities.

Salary Range

$90,000 - $105,000 / year

This position for employment is for a current vacancy with Vaco/Highspring’s client.You must currently reside within the Greater Toronto Area and be permitted to work in Canada to be considered for this opportunity. A recruiter will be in touch with you if your profile meets our client’s requirements for this role.

The individual may also be eligible for discretionary bonuses, and can participate in medical, dental, and vision benefits as well as the company’s 401(k) retirement plan.

EEO Notice

Vaco by Highspring is an Equal Opportunity Employer and does not discriminate against any employee or applicant for employment because of race (including but not limited to traits historically associated with race such as hair texture and hair style), color, sex (includes pregnancy or related conditions), religion or creed, national origin, citizenship, age, disability, status as a veteran, union membership, ethnicity, gender, gender identity, gender expression, sexual orientation, marital status, political affiliation, or any other protected characteristics as required by federal, state or local law.

Vaco by Highspring and its parents, affiliates, and subsidiaries are committed to the full inclusion of all qualified individuals. As part of this commitment, Vaco by Highspring and its parents, affiliates, and subsidiaries will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please contact [e-mail] .

Privacy Notice

Vaco by Highspring and its parents, affiliates, and subsidiaries (“we,” “our,” or “Vaco by Highspring”) respects your privacy and are committed to providing transparent notice of your policies.

• California residents may access Vaco by Highspring HR Notice at Collection for California Applicants and Employees here .
• Virginia residents may access our state specific policies here .
• Residents of all other states may access our policies here .
• Canadian residents may access our policies in English here and in French here .
• Residents of countries governed by GDPR may access our policies here .

Pay Transparency Notice

Determining compensation for this role (and others) at Vaco by Highspring depends upon a wide array of factors including but not limited to:

• the individual’s skill sets, experience and training;
• licensure and certification requirements;
• office location and other geographic considerations;
• other business and organizational needs.

With that said, as required by local law, Vaco by Highspring believes that the following salary range referenced above reasonably estimates the base compensation for an individual hired into this position in geographies that require salary range disclosure. The individual may also be eligible for discretionary bonuses.