Senior Analyst, Volcker Governance & Controls

TD; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Securities' Governance and Control team in Toronto, Ontario, is seeking a Senior Analyst to support Volcker Program Governance and other risk-based initiatives across TD Securities globally. The role involves collaborating with Business, Risk, Product Control, Technology and Compliance to deliver program procedures, monitoring processes, controls and reporting, and to communicate plans to stakeholders.

Candidates should have strong compliance and risk management background, understanding of

Qualifications

• Understanding of a global markets business and regulatory requirements.
• Strong compliance or risk management background.
• Familiarity with Volcker Rule and related metrics production and monitoring.
• Ability to communicate and influence across levels.
• Ability to manage multiple deadlines and priorities.

Responsibilities

• Provide governance and control support to Volcker Program governance.
• Assist in Volcker governance enhancements.
• Coordinate governance activities across programs and projects.
• Review processes and connect issues to improve standardization.
• Build relationships with 1st and 2nd line partners.
• Support risk identification and mitigation strategies.
• Prepare for internal/regulatory requests and exams.
• Coordinate with broader organization and enterprise control functions.

Skills

Compliance and risk management

Volcker Rule knowledge

Stakeholder communication

Strategic thinking

Problem solving

Interpersonal skills

Microsoft Office

Education

Undergraduate degree

Graduate degree asset

Tools

Excel

PowerPoint

SharePoint

Word

Job description

TD Securities' Governance and Control team in Toronto, Ontario, is seeking a Senior Analyst to support Volcker Program Governance and other risk-based initiatives across TD Securities globally. The role involves collaborating with Business, Risk, Product Control, Technology and Compliance to deliver program procedures, monitoring processes, controls and reporting, and to communicate plans to stakeholders.

Candidates should have strong compliance and risk management background, understanding of