Remote Senior Compliance Officer - Financial Services

Placements24; Kimberley; Hybrid; CAD 90,000 - 130,000; Full time

Benefits offered by this job

Competitive salary

Medical benefits

Remote-first work

Job summary

Placements24 is seeking a Senior Compliance Officer to lead and maintain robust compliance programs in a remote setting for a global financial services client. The role emphasizes KYC, AML, data privacy, and ongoing regulatory adherence, with guidance to business units and audits across the organization.

The ideal candidate will have a law/finance/commerce background, 7+ years in compliance, and strong knowledge of FICA, POPIA, and the Companies Act.

Qualifications

• Bachelor's degree in Law, Finance, Business Administration, or related field.
• Master's degree or CAMS/CRCM certification is highly desirable.
• Minimum of 7 years of experience in compliance, legal, or audit roles within financial services.
• In-depth knowledge of financial regulations (e.g., FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance programs.
• Excellent analytical, problem-solving, and interpersonal skills.

Responsibilities

• Develop, implement, and manage comprehensive compliance programs, policies, and procedures.
• Conduct regular compliance risk assessments and identify potential vulnerabilities.
• Monitor regulatory changes and update the compliance framework accordingly.
• Provide guidance on compliance matters including KYC, AML, and data privacy.
• Investigate breaches and recommend corrective actions.
• Prepare and file regulatory reports as required.
• Develop and deliver compliance training for employees.
• Liaise with regulatory authorities and participate in audits.
• Maintain up-to-date knowledge of financial services regulations and best practices.

Skills

KYC

AML

Data privacy

Regulatory awareness

Analytical thinking

Independent work

Education

Bachelor's degree in Law/Finance/Business

Master's degree or CAMS/CRCM certification desirable

Tools

Compliance management software

MS Office

Job description

About the Role Our client, a globally recognized financial services firm, is seeking an experienced Senior Compliance Officer to join their expanding remote team. This crucial role will ensure adherence to all relevant regulatory requirements and internal policies across the organization. You will be responsible for developing, implementing, and maintaining robust compliance programs, conducting risk assessments, and providing guidance to business units on compliance matters. The ideal candidate will possess a strong understanding of financial regulations, excellent analytical skills, and the ability to work independently in a remote setting. This is a prime opportunity to make a significant contribution to regulatory adherence and risk management for a leading firm, with the full flexibility of a remote-first position.

Key Responsibilities

• Develop, implement, and manage comprehensive compliance programs, policies, and procedures.
• Conduct regular compliance risk assessments and identify potential areas of vulnerability.
• Monitor regulatory changes and ensure the organization's compliance framework is updated accordingly.
• Provide expert advice and guidance to business units on compliance-related issues, including KYC, AML, and data privacy.
• Investigate compliance breaches and recommend corrective actions.
• Prepare and file regulatory reports as required.
• Develop and deliver compliance training programs to employees.
• Liaise with regulatory authorities and participate in audits.
• Maintain up-to-date knowledge of financial services regulations and industry best practices.

Requirements

• A Bachelor's degree in Law, Finance, Business Administration, or a related field.
• A Master's degree or relevant professional certification (e.g., CAMS, CRCM) is highly desirable.
• A minimum of 7 years of experience in compliance, legal, or audit roles within the financial services industry.
• In-depth knowledge of relevant financial regulations (e.g., FICA, POPIA, Companies Act).
• Proven experience in developing and implementing compliance programs.
• Excellent analytical, problem-solving, and critical thinking skills.
• Strong communication, presentation, and interpersonal skills.
• Ability to work independently, manage multiple priorities, and meet deadlines in a remote environment.
• High level of integrity and ethical conduct.
• Proficiency in compliance management software and MS Office Suite.

Benefits

Our client offers a highly competitive salary, a comprehensive benefits package including medical aid and retirement fund options, and a performance-based bonus structure. As this is a fully remote position, you will enjoy the utmost flexibility in your work location. Opportunities for continuous learning, professional development, and career advancement within a global organization are abundant. Join a dedicated and experienced team committed to upholding the highest standards of compliance and integrity, all from the convenience of your home office.