Regulatory Trade Reporting Manager — Operations Controls

Scotiabank; Toronto; On-site; CAD 110,000 - 140,000; Full time

Benefits offered by this job

Bonus

Flexible vacation

Personal and sick days

Comprehensive benefits

Diversity, Inclusion & Allyship

Job summary

Scotiabank seeks a Manager in Regulatory Trade Reporting within Operations Control to lead a team of professionals responsible for OTC regulatory reporting controls and monitoring, ensuring complete, accurate, and timely trade reporting across jurisdictions.

You will drive change initiatives, maintain reporting regimes, and provide executive-level insights while collaborating with Technology to improve control effectiveness and governance.

Qualifications

• Experience in business, operational risk, or compliance.
• Deep knowledge of OTC derivative reporting requirements across regimes: FR2420, MIFID II, CIRO, CAT/CAIS, SFTR, SMMD, Bluesheets.
• Ability to drive process improvements and automation with Technology and Change teams.

Responsibilities

• Lead a team ensuring execution and documentation of daily and periodic controls, breaches, escalation, and reporting.
• Maintain up-to-date knowledge of regulatory reporting regimes and ensure accurate reporting.
• Drive change management initiatives to improve control effectiveness and tracking metrics.
• Generate executive reporting for committees highlighting risks and issues.
• Support regulator inquiries, internal testing, audits, and evidence closure.
• Foster customer-focused culture and strengthen stakeholder relationships across the bank.

Skills

Leadership

Regulatory reporting

Stakeholder engagement

Derivative trade lifecycle knowledge

Project management

Tools

DTCC

UnaVista

DROIT

Job description

Scotiabank seeks a Manager in Regulatory Trade Reporting within Operations Control to lead a team of professionals responsible for OTC regulatory reporting controls and monitoring, ensuring complete, accurate, and timely trade reporting across jurisdictions.

You will drive change initiatives, maintain reporting regimes, and provide executive-level insights while collaborating with Technology to improve control effectiveness and governance.