IT Audit Manager I (ATH 1057)

TD Bank; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Bank in Toronto is seeking an Audit Manager I to lead end-to-end audits for assigned business units, functions or projects, aligning with policies and regulatory guidelines. You will review controls, support audit opinions, and drive improvements while maintaining confidentiality and integrity.

With 5+ years in auditing and CISA/CISSP preferred, you will collaborate across teams to ensure rigorous risk assessment, timely reporting and impactful recommendations.

Qualifications

• Over 5 years of relevant auditing experience.
• Experience testing IT General Controls and Application Controls.
• Banking industry experience preferred (Wealth/Personal/Business Banking).
• Strong communication skills, written and verbal.
• Proficiency with data analysis and reporting techniques.

Responsibilities

• Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion.
• Ensuring the completion of assigned appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
• Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management.
• Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
• Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes.
• Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results

Skills

IT controls testing

Communication skills

Data analysis

Discretion/confidentiality

Education

Undergraduate degree

CISA

CISSP

Tools

Windows applications

Data analysis tools

Reporting techniques

Job description

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Audit

Pay Details: $81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Department Overview:

Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank. Safeguarding the reputation of TD's good governance depends on us.

We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Job Description:

Are you ready to provide your subject matter expertise in executing audits for assigned business, function or project ranging in complexity in addition to leading moderately complex audits? Are you excited to explore TD's processes and help provide recommendations for improved efficacies? If so, then join us as Audit Manager I and get the opportunity to:

• Provide expertise in executing end to end audits based on the established audit plans in alignment with applicable policies and regulatory guidelines in a timely fashion.
• Ensuring the completion of assigned appropriate programs and risk assessment to mitigate risks and improve effectiveness across the business.
• Support the audit opinion as per internal controls and professional audit standards to present the findings and recommendations to client and audit management.
• Manage follow-ups on the new findings raised from regulatory and internal divisional audits to ensure all data is up-to-date and properly documented.
• Review and identify failures in internal processes and recommend improvements to enhance operational efficiencies.
• Stay knowledgeable about emerging trends and developments related with business, analytical tools and techniques to deliver quality results within tight timeframes.
• Act with the highest levels of integrity while always observing regulatory guidelines, fulfilling your due diligence and handling confidential information with discretion.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to increase the efficiency and effectiveness of the team.
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results

Job Requirements

Over 5 years of relevant experience with undergraduate degree or relevant professional certifications (CISA, CISSP preferred).

Previous experience in testing IT General Controls and Application Controls.

Banking industry experience preferred, for example within Wealth Management, Securities, Personal Banking, or Business Banking.

Knowledge of operations, risk, change, and project methodologies.

Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment.

Expertise in using software tools, windows applications, data analysis and reporting techniques.

Aptitude in exercising sound judgment while making decisions and handle confidential information with discretion.

Ability to work collaboratively and communicate effectively.

Who We Are

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagini