Audit Manager I, Compliance Audit Centre of Excellence (964)

TD Bank; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Bank's Audit Compliance Center in Toronto seeks an experienced professional to support regulatory compliance through audits across business lines. The role emphasizes due diligence, integrity, and independent oversight to strengthen TD's governance.

You will partner with audit teams, develop coverage models, and lead complex audit initiatives while communicating findings to senior management. Strong MS Office skills and cross-functional collaboration are essential.

Qualifications

• Over 5 years of relevant experience with undergraduate degree.
• Professional certifications or accounting designations.
• Proficient with MS Office and Internet applications.
• Able to work cross-functionally and guide team members.
• Strong written and verbal communication skills.

Responsibilities

• Plan and lead audit activities across multiple areas and follow up on findings.
• Lead ongoing audit communications with the client, senior management and external auditors.
• Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives.
• Identify and resolve key issues and report non-standard issues to stakeholders.
• Keep current on regulatory trends and propose improvements to increase efficiency and effectiveness.
• Build positive, diverse and open work environment by sharing knowledge and encouraging results.

Skills

MS Office proficiency

Cross-functional collaboration

Strong communication

Regulatory compliance knowledge

Education

Undergraduate degree

Accounting certifications

Job description

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Audit

Pay Details:

$81,600 - $115,200 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Department Overview: Our team of trusted audit professionals interact with every part of the Bank to provide strategic guidance and independent oversight. Through due diligence, and with a strong sense of integrity, we help mitigate potential risks to our business. At the heart of audit is our specialization in all the businesses across the bank.

Safeguarding the reputation of TD's good governance depends on us. We're counted on to provide recommendations to enhance operational performance, at every single level to foster meaningful process improvements and ensure adherence to internal and external regulations. We crunch the data, consult with our partners and stakeholders, and present our findings to mitigate the risks of today and around the corner and help keep our daily operations running smoothly for our customers.

Compliance CoE:

• Support the build-out and implementation of the compliance coverage model for enhanced audit coverage of regulatory compliance risk.
• Partner with audit teams to provide subject matter expertise for planning, risk assessment, execution of audits and reporting with a high degree of complexity.
• Support the roll-out of tools, templates, and guidance to help audit teams deliver high-quality compliance audit work.
• Partner with Audit's Data & Analytics Team to leverage support for automation.
• Develop great working relationships with audit teams through clear communication and effective stakeholder management.
• Support Audit's annual planning and risk assessment process as needed.

Compliance Audits:

• Plan and lead audit activities that require alignment across multiple areas and execute follow-ups of findings arising from internal audits and regulatory reviews as per the standards.
• Lead the ongoing audit communications and the reporting process with the client, senior management and external auditors.
• Guide the team and participate in identification, design, testing and implementation of a wide range of complex audit initiatives.
• Identify and resolve key issues by providing guidance for complex situations and report non-standard issues to the appropriate levels and shareholders where required.
• Keep current on emerging trends and evolving regulatory requirements to find opportunities, and recommend improvement areas to senior management to increase the efficiency and effectiveness of the team
• Build positive, diverse and open work environment by continually improving the efficiency, sharing deep knowledge and skills, and encouraging the team to deliver results.

Job Requirements

• Over 5 years of relevant experience with undergraduate degree
• Relevant professional certifications, accounting designations
• Hands on knowledge of MS Office (Excel, Word, PowerPoint, Access and Outlook) and Internet applications
• Proficient to work multi-functionally, provide guidance to other team members and ensure good relations across teams and functions to work on projects that may require integration of cross functional processes
• Strong communication (written and verbal) skills to interact clearly and effectively in a fast-changing environment

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is