Senior Auditor - ICFR Business Process Testing-9 (ATH 1122)

TD Bank; Toronto; On-site; CAD 70,000 - 98,000; Full time

Job summary

TD Bank in Toronto is seeking an experienced Audit professional to conduct audits based on established plans and execute them in accordance with standards. You will test controls, coordinate communication with stakeholders, review internal controls, and follow up on findings with management and audit leadership.

The role requires an undergraduate degree and at least 3 years of relevant experience; base pay ranges from CAD 69,700 to CAD 98,400.

Qualifications

• Undergraduate degree required.
• 3+ years of relevant experience.

Responsibilities

• Conduct audits based on established audit plans and execute to completion.
• Test controls (walkthroughs, test scripts) and identify issues.
• Coordinate communication with stakeholders throughout the audit process.
• Review internal controls and share findings with stakeholders and audit leadership.
• Execute follow-up of findings per firm policy and regulatory requirements.
• Contribute to audit projects as a representative for area of specialization.

Education

Undergraduate degree

Job description

Work Location:

Toronto, Ontario, Canada

Hours:

37.5

Line of Business:

Audit

Pay Details:

$69,700 - $98,400 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate's skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

CUSTOMER

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
• Execute testing of controls such as but not limited to walkthroughs (documentation), test scripts (development and execution), and issue identification
• Help coordinate communication with the stakeholders throughout the audit process
• Support the team in reviewing internal controls and sharing findings and suggestions with both the stakeholders and audit leadership
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provide input to audit projects/initiatives as a representative for area of specialization

SHAREHOLDER

• Adhere to internal policies / procedures, enterprise frameworks and methodologies and applicable regulatory guidelines, contribute to the review of internal processes and activities and assist in identifying control weaknesses/failures, potential opportunities to improve operational efficiencies for own business area
• May develop and provide complex reporting, analysis, and assessments at the functional or enterprise level
• Prioritize and manage own workload to deliver quality results and meet assigned timelines
• Keep current on emerging trends / developments and grow knowledge of the business, analytical tools and techniques and apply them where appropriate
• Assist in preparing and sharing audit findings and presentation materials with management and broader audiences, helping ensure clear and effective communication throughout the audit process.
• Assess / identify key issues and elevate to appropriate levels and relevant stakeholders where required
• Contribute to the analysis, due diligence and implementation of initiatives within defined area of responsibility

EMPLOYEE / TEAM

• Continuously enhance knowledge / expertise in own area Support a positive work environment that promotes service to the business, quality, innovation and teamwork and ensure timely communication of issues/ points of interest
• Identify and recommend opportunities to enhance productivity, effectiveness and operational efficiency
• Establish effective relationships across multiple businesses
• Participate in knowledge transfer within the team and business units
• Work to achieve individual goals and support other team members in the achievement of team goals and divisional objectives

BREADTH & DEPTH

• Experienced audit professional role providing guidance/ assistance to function supported
• Requires sound audit or business conceptual knowledge.
• Independently perform tasks from end to end as assigned
• Ability to process and handle confidential information with discretion.
• Generally, reports to an Audit Group Manager or Senior Audit Group Manager role

EXPERIENCE & EDUCATION

• Undergraduate degree required
• 3+ years of relevant experience

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package

Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:

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