Investment Management Counsel Private Funds & Regs(Hybrid)

LGBT Great; Toronto; Hybrid; CAD 255,000 - 295,000; Full time

Job summary

Neuberger Berman Canada ULC in Toronto seeks an Investment Management Attorney to advise on legal, regulatory, compliance and general corporate matters for its asset management business. The role is located in Neuberger’s Toronto office and supports Canada and US regulatory frameworks.

The candidate will structure and support private and registered funds, negotiate investment advisory agreements, and work with senior management and outside counsel.

Qualifications

• Minimum 6-10 years’ legal experience, including 5+ years with a large law firm.
• Extensive knowledge of Canadian NI 31-103, 45-106, 81-102 and 81-106 and related frameworks.
• Familiarity with US Advisers Act and CFTC/NFA preferred but not required.
• Strong organizational and multi-tasking abilities.
• Ability to communicate effectively with senior management and investment professionals.

Responsibilities

• Structuring, forming, advising and providing ongoing support for private funds, including open-ended and closed-end funds.
• Structuring and advising on registered funds under NI 81-106 and 81-102.
• Advising on investment advisory agreements and client relationships.
• Advising on product structuring and distribution in and outside Canada.
• Supporting OSC, SEC and NFA-related regulatory and compliance matters.
• Coordinating with the Legal and Compliance Department globally and supervising outside counsel.
• Reviewing RFPs, client questionnaires and marketing materials.

Skills

Regulatory knowledge

Negotiation

Communication skills

Multi-tasking

Education

Law degree

Bar admission

Job description

Neuberger Berman Canada ULC in Toronto seeks an Investment Management Attorney to advise on legal, regulatory, compliance and general corporate matters for its asset management business. The role is located in Neuberger’s Toronto office and supports Canada and US regulatory frameworks.

The candidate will structure and support private and registered funds, negotiate investment advisory agreements, and work with senior management and outside counsel.