Assistant General Counsel - Institutional Asset Management

Neuberger Berman; Toronto; On-site; CAD 255,000 - 295,000; Full time

Benefits offered by this job

Discretionary bonus

Medical/dental/vision insurance

Retirement plan

Life insurance

Paid time off

Job summary

Neuberger Berman is seeking an Investment Management Attorney in Toronto to advise on a broad range of legal, regulatory and compliance matters for its asset management business. The role supports Neuberger Berman Canada ULC with governance and regulatory matters in Canada and the U.S., located in the Toronto office.

The candidate will work with senior management and investment professionals, supervise outside counsel, and coordinate with global Legal and Compliance teams on private funds, funds

Qualifications

• 6–10 years of legal experience, including 5+ years at a large law firm.
• Extensive knowledge of Canadian securities regulations (NI 31-103, 45-106, 81-102/81-106).
• Experience with U.S. investment adviser and CFTC/NFA issues is a plus.

Responsibilities

• Structuring, forming, advising and supporting private funds (open-ended, closed-end, funds-of-one).
• Advising on registered funds under NI 81-106 and 81-102.
• Negotiating investment advisory agreements and client arrangements.

Skills

Legal experience

Regulatory knowledge

Stakeholder communication

Job description

Neuberger is a leading global asset manager seeking an Investment Management Attorney to provide advice and support on a broad variety of legal, regulatory, compliance and general corporate matters for its asset management business. The position will primarily support the asset management business of Neuberger Berman Canada ULC, a Canadian and U.S. registered portfolio manager/investment fund manager/exempt market dealer/commodities trading manager with a broad range of strategies (equity, fixed income, multi-asset solutions, private markets), products (separate accounts, private funds and 81-102 funds), and regulatory, governance and compliance matters. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working in a collegial environment on many different sophisticated matters, seeks substantial business team and client contact, and is a team player. The position is located in Neuberger’s Toronto office.

Responsibilities

• Structuring, forming, advising and providing ongoing support with respect to all aspects of private funds, including open-ended funds, closed-end funds and funds-of-one
• Structuring, forming, advising and providing ongoing support with respect to all aspects of registered funds pursuant to National Instruments 81-106 and 81-102
• Advising on the provision of investment advisory services to institutional, intermediary and private wealth managed account clients, including negotiating investment advisory agreements
• Advising with respect to the structuring, development and distribution of products and investment vehicles in Canada and outside Canada
• Supporting Ontario Securities Commission (OSC), U.S. Securities and Exchange Commission and U.S. National Futures Association-related regulatory and compliance matters
• Supporting corporate governance matters, including support for bi-annual board meetings of the Board of Directors of Neuberger Berman Canada ULC
• Negotiating agreements with service providers and counterparties
• Reviewing requests for proposals (“RFPs”), client questionnaires and marketing materials
• Working closely with the Legal and Compliance Department globally as well as other control functions
• Supervising and working effectively with outside counsel

Qualifications

• At least 6-10 years’ experience, including 5+ years with a large law firm
• Extensive knowledge of Canadian National Instruments 31-103, 45-106, 81-102 and 81-106 and applicability of other regulatory frameworks to private funds, registered funds, separate accounts and regulatory and compliance matters
• Knowledge of the U.S. Investment Advisers Act of 1940 and U.S. Commodity Exchange Act (and associated CFTC/NFA issues) preferred but not required
• Strong organizational skills and ability to multi-task
• Ability to communicate effectively with senior management and investment professionals
• Efficient and resourceful, able to work independently, handle multiple and changing priorities, and meet deadlines

Contract and Location

LI-MB1 LI-Hybrid Applicants must be authorized and have the right to work in the country where the role is located without the need for current or future sponsorship.

Compensation Details

• The salary range for this role is $255,000-$295,000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range, and the range may be modified in the future. This range is only applicable for jobs to be performed in the job posting location. An employee’s pay position within the salary range will be based on several factors including, but limited to, relevant education, qualifications, certifications, experience, skills, seniority, geographic location, business sector, performance, shift, travel requirements, sales or revenue-based metrics, market benchmarking data, any collective bargaining agreements, and business or organizational needs.
• This job is also eligible for a discretionary bonus, which, along with base salary and retirement contributions, is part of our total comprehensive package.
• We offer a comprehensive package of benefits including paid time off, medical/dental/vision insurance, retirement, life insurance and other benefits to eligible employees.

Note: No amount of pay is considered to be wages or compensation until such amount is earned, vested, and determinable. The amount and availability of any bonus, commission, production, or any other form of compensation that are allocable to a particular employee remains in the Company's sole discretion unless and until paid and may be modified at the Company’s sole discretion, consistent with the law.

Equal Opportunity Employer Statement

Neuberger is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race, creed, national origin, religion, age, color, sex, marital status, sexual orientation, gender identity, disability, citizenship status or protected veteran status, or any other characteristic protected by local, state, or federal laws, rules, or regulations.

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About Neuberger

Founded in 1939, Neuberger is a private, independent, employee-owned investment manager. From offices in 40 cities worldwide, the firm manages $567 billion in client assets (as of March, 2026) across a range of strategies—including equity, fixed income, quantitative and multi-asset class, private equity and hedge funds—on behalf of institutions, advisors and individual investors globally. Tenured, stable and long-term in focus, the firm has built a diverse team—including 790-plus investment professionals and more than 2,900 employees in total—united in their commitment to delivering client outcomes and investment excellence. It is our people who define our culture and have enabled us to be recognized by Pensions & Investments as the first or second "Best Place to Work in Money Management" for last eight consecutive years (firms with 1,000+ employees). Neuberger believes strongly that all employees are entitled to be treated with respect and dignity, and to work in a professional and safe environment. These values are the cornerstone of our firm. We prohibit any form of harassment, whether mental, verbal or physical. We do not tolerate the support of terrorist groups, acts of terrorism, or threats of violence. All who wish to be employed by the firm are expected to uphold these principles. For important disclosures: http://www.nb.com/linkedin