Investment Controls Analyst - Hybrid Derivatives Compliance

CIBC; Toronto; Híbrido; CAD 90.000 - 130.000; Jornada completa

Ventajas ofrecidas por este puesto de trabajo

Competitive salary

Incentive pay

Defined benefit pension plan

Employee share purchase plan

Wellbeing support

MomentMakers recognition program

Descripción de la vacante

CIBC seeks a Senior Analyst, Investment Controls to provide first-level oversight of CAM retail, institutional and private wealth mandates, focusing on derivatives and compliance. The role offers hybrid work with 1–3 on-site days weekly and collaboration with multiple stakeholders.

You will monitor investment processes, stay current on securities regulations, and drive risk-management reporting. A degree in finance or related field is preferred, CFA asset is a plus.

Formación

• Experience in investment compliance monitoring and derivatives within financial services.
• Degree in finance, business, or commerce; CFA considered an asset.

Responsabilidades

• Establish policies and processes for pre- and post-trade compliance monitoring, including derivatives.
• ],

Conocimientos

Excel macros

VBA

Access databases

Query languages

Bloomberg Compliance

ThinkFolio

Fidessa Sentinel

Charles River Compliance

Derivatives knowledge

Asset management

Educación

Finance degree

Business degree

CFA

Herramientas

Bloomberg Compliance/Violations Manager

thinkFolio

Fidessa Sentinel

Charles River Compliance

Descripción del empleo

CIBC seeks a Senior Analyst, Investment Controls to provide first-level oversight of CAM retail, institutional and private wealth mandates, focusing on derivatives and compliance. The role offers hybrid work with 1–3 on-site days weekly and collaboration with multiple stakeholders.

You will monitor investment processes, stay current on securities regulations, and drive risk-management reporting. A degree in finance or related field is preferred, CFA asset is a plus.