Global Asset Management Oversight Associate

CIBC

Toronto

On-site

CAD 82,000 - 106,000

Full time

7 days ago
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Job summary

CIBC is seeking an Oversight Associate to support Global Asset Management with risk oversight, governance, and regulatory compliance. You’ll assist with audits, risk assessments, and control testing while working closely with cross‑functional partners.

The role emphasizes process improvement and training to strengthen controls across the business. The position is on-site in Toronto with a base salary range of $82,000 to $106,400 USD/CAD equivalent, plus annual incentive opportunities.

Qualifications

  • Experience in operational risk oversight, asset management compliance reviews, control testing, or related governance activities.
  • Experience supporting audits, deficiency remediation, or Business Managed Technology requirements is a plus.
  • Degree or diploma in Finance, Business, Accounting, or related field is required.

Responsibilities

  • Audit and control readiness – assist GAM teams in preparing for internal audits, regulatory examinations, and control testing.
  • Analytical – identify risk exposures, analyze losses, root causes, and control gaps; recommend remediation actions.
  • Regulatory and market knowledge – apply knowledge of NI 81-102/31-103/81-107, OSC, SEC, KYC/AML requirements to oversight activities.
  • Business managed technology support – assist with BMTech requirements, inventory maintenance, and governance.
  • Trade error review and remediation – review error reporting, monitor remediation plans, identify root causes.
  • Bloomberg administration – maintain Bloomberg access and index data permissions to ensure proper controls.
  • Deficiency remediation and procedure updates – guide GAM teams in updating procedures after policy changes and deficiencies.
  • Training and remediation support – deliver training for new policies and remediation efforts.

Skills

Auditing
Analytical
Regulatory knowledge
Technology support
Trade error review
Training & remediation
Process improvement

Education

Finance/Business/Accounting degree

Tools

Microsoft Excel
Microsoft Word
Monday.com

Job description

CIBC is seeking an Oversight Associate to support Global Asset Management with risk oversight, governance, and regulatory compliance. You’ll assist with audits, risk assessments, and control testing while working closely with cross‑functional partners.

The role emphasizes process improvement and training to strengthen controls across the business. The position is on-site in Toronto with a base salary range of $82,000 to $106,400 USD/CAD equivalent, plus annual incentive opportunities.

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