Investment Advisor & Portfolio Strategist

GreenTech Resources Worldwide Canada; Regina; On-site; CAD 70,000 - 110,000; Full time

Job summary

GreenTech Resources Worldwide Canada is seeking a Securities broker (NOC 11103) to provide investment advice and execute transactions for clients, ensuring portfolios align with objectives and regulations.

You will assess client goals, onboard new clients, and manage relationships to grow assets under management, while ensuring compliance. The role involves executing orders, preparing analyses and reports, monitoring markets, and collaborating with teams across the firm.

Qualifications

• Bachelor's degree in finance, business, economics or related field, or equivalent work experience.
• Registration or licensing as required by the applicable provincial securities regulator or industry body.
• Minimum of 2 years of experience in securities trading, investment advising or related financial services.
• Strong knowledge of financial products, markets, investment strategies and trading systems.
• Proficiency with financial analysis tools, CRM systems and electronic trading platforms.
• Ability to pass background and credit checks and meet ongoing professional development requirements.

Responsibilities

• Assess client financial goals and risk tolerance to recommend appropriate investment strategies and products.
• Solicit, onboard and maintain relationships with new and existing clients to grow assets under management.
• Execute buy and sell orders through trading platforms and manage trade settlement processes.
• Monitor market trends, perform research and prepare investment analyses to support client recommendations.
• Prepare client reports, portfolio reviews, statements and investment proposals on a regular basis.
• Ensure compliance with securities regulations, maintain accurate records and complete required documentation.

Skills

Client relationship management

Financial analysis

Portfolio construction

Risk assessment

Regulatory awareness

Verbal and written communication

Negotiation

Team collaboration

Education

Bachelor's degree in finance, business, economics or related field

Tools

CRM systems

Trading platforms

Financial analysis tools

Electronic trading platforms

Job description

GreenTech Resources Worldwide Canada is seeking a Securities broker (NOC 11103) to provide investment advice and execute transactions for clients, ensuring portfolios align with objectives and regulations.

You will assess client goals, onboard new clients, and manage relationships to grow assets under management, while ensuring compliance. The role involves executing orders, preparing analyses and reports, monitoring markets, and collaborating with teams across the firm.