Hybrid Regulatory Compliance Officer - Financial Services

iA Financial Group; Longueuil; Hybrid; CAD 85,000 - 130,000; Full time

Benefits offered by this job

Flexible benefits

Pension plan

Vacation days

Wellness days

Telemedicine

Employee assistance program

Ergonomic furniture

Discounts on iA products

Job summary

iA Financial Group is seeking a Regulatory Compliance Officer for a 12-month contract to support dealer teams, interpret regulatory requirements, and provide practical guidance on complex matters. The role emphasizes sound risk management and responsible business practices.

You will lead regulatory projects, draft policies, develop training, and oversee privacy and AML initiatives, while reviewing service and distribution agreements.

Qualifications

• Bachelor’s degree in law or a discipline relevant to the role.
• 5–7 years of experience in financial services regulatory compliance or related field.
• Strong analytical skills and sound judgment.

Responsibilities

• Act as expert to address internal regulatory issues.
• Interpret issues to align with regulatory standards.
• Lead projects within the regulatory compliance team.
• Draft and improve policies, procedures, and memos.
• Develop training for employees on regulatory issues.
• Investigate privacy incidents and prepare reports.
• Conduct AML investigations and maintain AML/PEP register.
• Review service and distribution agreements and participate in annual meetings.

Skills

Regulatory compliance

Risk management

Legal affairs

Stakeholder coordination

Analytical skills

Policy interpretation

Education

Bachelor’s degree in law or relevant discipline

Job description

iA Financial Group is seeking a Regulatory Compliance Officer for a 12-month contract to support dealer teams, interpret regulatory requirements, and provide practical guidance on complex matters. The role emphasizes sound risk management and responsible business practices.

You will lead regulatory projects, draft policies, develop training, and oversee privacy and AML initiatives, while reviewing service and distribution agreements.