Hybrid Senior Compliance & Risk Analyst

YouPotential; Toronto; Hybrid; CAD 90,000 - 140,000; Full time

Job summary

Q Wealth Partners is seeking an experienced Senior Compliance Analyst to join our Compliance team. The role focuses on execution, oversight, and ongoing improvement of the firm's regulatory compliance program, requiring independence, sound judgment, and the ability to manage multiple regulatory obligations from initiation to completion.

You will proactively develop solutions, coordinate with internal stakeholders, monitor progress, and report clearly to Compliance management.

Qualifications

• 10+ years of relevant compliance experience within the Canadian investment management or financial services industry.
• Strong knowledge of Canadian securities regulations and regulatory obligations.
• Demonstrated ability to independently manage projects with minimal supervision.
• Excellent written and verbal communication skills with clear reporting.

Responsibilities

• Oversee and manage compliance obligations in line with policies and regulatory requirements.
• Lead or coordinate regulatory examinations, external audits, and due diligence requests.
• Develop and update internal compliance policies, controls, and training materials.
• Provide proactive, regular reporting on project status, obligations, and risks to management.

Job description

Q Wealth Partners is seeking an experienced Senior Compliance Analyst to join our Compliance team. The role focuses on execution, oversight, and ongoing improvement of the firm's regulatory compliance program, requiring independence, sound judgment, and the ability to manage multiple regulatory obligations from initiation to completion.

You will proactively develop solutions, coordinate with internal stakeholders, monitor progress, and report clearly to Compliance management.