Hybrid Corporate Compliance Manager – Mutual Funds

Iaawg; Vancouver; Hybrid; CAD 58,000 - 93,000; Full time

Benefits offered by this job

Flexible group insurance

Competitive retirement savings plan

Employee share purchase plan

Vacation program and wellness days

Telemedicine services

Employee Assistance Program

Ergonomic furniture program

Performance bonus program

Discounts on iA products

Job summary

iA is seeking a Corporate Branch Manager passionate about regulatory compliance to guide Advisor Teams and protect clients. You will ensure supervised activity, apply clear policies, review accounts, and provide practical guidance across the business.

This twelve-month role offers the chance to showcase mutual fund regulatory expertise, relationship-building skills, and development within a caring organization. Hybrid work and competitive benefits await.

Qualifications

• Two to three years of compliance supervision experience.
• Three to five years of mutual fund industry experience.
• University degree or equivalent post-secondary education.
• Completed Canadian Investment Funds Course or Canadian Securities Course.
• Completed Branch Managers Course.

Responsibilities

• Maintain and apply clear compliance policies across Advisor offices.
• Review and approve new accounts with a client-focused and compliance lens.
• Supervise trades, advice, and registered activities per regulatory expectations.
• Identify, follow up on, and escalate matters needing review or action.
• Provide education and practical guidance to strengthen advisor practices.

Skills

Regulatory interpretation

Client-focused approach

Relationship building

Compliance supervision

Mutual fund knowledge

Education

University degree

Canadian Investment Funds Course

Canadian Securities Course

Branch Managers Course

Job description

iA is seeking a Corporate Branch Manager passionate about regulatory compliance to guide Advisor Teams and protect clients. You will ensure supervised activity, apply clear policies, review accounts, and provide practical guidance across the business.

This twelve-month role offers the chance to showcase mutual fund regulatory expertise, relationship-building skills, and development within a caring organization. Hybrid work and competitive benefits await.