Hybrid Contract: Complex Accounts Compliance Manager

Fidelity Canada; Mississauga; Hybrid; CAD 68,000 - 106,000; Full time

Job summary

Fidelity Canada is seeking a Compliance Manager FCC for a hybrid, contract role ending in April 2028. You will manage end-to-end complex account openings (trusts, foreign entities, non-common structures) in line with AML, QI/FATCA/CRS regulatory requirements.

The role reports to the Director, Compliance and involves training, risk management, and cross-functional collaboration. Responsibilities include reviewing documentation, guiding inquiries related to QI/FATCA/CRS, and assisting with

Qualifications

• University degree or equivalent experience required.
• 5+ years of experience in broker/dealer relations, compliance, and/or operations with focus on complex account opening, KYC, AML or regulatory compliance.

Responsibilities

• Review documentation and due diligence for complex accounts prior to opening.
• Open complex accounts end-to-end and maintain compliant processes.
• Collaborate with cross-functional teams to align processes and compliance requirements.
• Provide guidance on QI/FATCA/CRS and related inquiries.
• Develop and update procedures for complex account opening with the Complex Compliance Manager.

Skills

Broker/Dealer relations

AML/KYC/Regulatory

Cross-functional collaboration

Excel / PowerPoint

Education

University degree in a related field

Tools

Microsoft Excel

PowerPoint

Job description

Fidelity Canada is seeking a Compliance Manager FCC for a hybrid, contract role ending in April 2028. You will manage end-to-end complex account openings (trusts, foreign entities, non-common structures) in line with AML, QI/FATCA/CRS regulatory requirements.

The role reports to the Director, Compliance and involves training, risk management, and cross-functional collaboration. Responsibilities include reviewing documentation, guiding inquiries related to QI/FATCA/CRS, and assisting with