Manager, Compliance Testing

RBC; Toronto; On-site; CAD 80,000 - 110,000; Full time

Job summary

As a Manager in Compliance Testing at a leading bank, you will support compliance officers and manage regulatory risks through testing and analysis. This role involves enhancing compliance programs and responding to audits, contributing to a high-performing team.

Benefits

Comprehensive Total Rewards Program

Flexible benefits

Competitive compensation

Development opportunities

Dynamic team environment

Qualifications

• Direct regulatory compliance experience with financial institutions.
• Generalist across multiple compliance subject areas.

Responsibilities

• Conduct compliance testing reviews for regulatory risk management.
• Support the Compliance Testing program and respond to audits.

Skills

Audits Compliance

Business Monitoring

Compliance Testing

Critical Thinking

Data Analysis

Internal Auditing

Internal Controls

Regulatory Compliance Management

Tools

Excel

Job description

Job Summary

Ensure that the company's activities and procedures meet industry and government compliance standards. Draw on experience and a proven set of practices, knowledge and skills to complete different assignments.

Job Description

What is the opportunity?

As an integral member of the Compliance Shared Services team, the Manager, Compliance Testing will help to support the local Chief Compliance Officers in fulfilling their responsibilities defined under the RBC Regulatory Compliance Management Framework. Such roles will include; Assessing the adequacy of, adherence to and the effectiveness of the day-to-day controls to manage regulatory compliance risk; Providing an opinion on the effectiveness of the Regulatory Compliance Management (RCM) controls in achieving compliance with applicable regulatory requirements.

What will you do?

• Assist in risk-based scope determinations to drive the Canada Compliance Testing Plan.
• Conduct and deliver timely and accurate compliance testing reviews that opine on the adequacy of 1st and 2nd line systems, controls and processes to manage Regulatory and Conduct risk across all Canada Business Segments.
• Work with Compliance and business colleagues to track and advise (where required) on the appropriateness of actions plans to resolve issues identified during testing activities.
• Contribute to Compliance Testing Data Analytics, including analysis of controls and other common data elements.
• Support the continual enhancement of the Compliance Testing program, including ongoing development of the approach to continuous business monitoring and, where relevant, enhancing the existing Enterprise Monitoring and Testing control standards.
• Assist in the delivery of timely responses to Internal Audit and external regulatory enquiries.
• Support ad-hoc projects and activities as required (methodology improvements, stakeholder management, committee reporting, global coordination).

What do you need to succeed?

Must-have

• Direct regulatory compliance, risk management and/or internal audit experience with financial institution, supporting a Canadian business segment (banking, wealth management, insurance, capital markets, institutional custody banking)
• Generalist across multiple compliance subject areas, e.g. surveillance, advisory, monitoring & testing, branch review, complaint handling and internal investigations, regulatory reporting
• Strong knowledge of industry best practices relating to regulatory compliance risk management

Nice-to-have

• Intermediate to advanced Excel user
• Data analysis experience

What's in it for you?

• A comprehensive Total Rewards Program including bonuses and flexible benefits and competitive compensation
• Leaders who support your development through coaching and managing opportunities
• Work in a dynamic, collaborative, progressive, and high-performing team
• Opportunities to do challenging work

Job Skills

Audits Compliance, Business Monitoring, Compliance Testing, Critical Thinking, Data Analysis, Internal Auditing, Internal Controls, Product Services, Regulatory Compliance Management

Additional Job Details

Address:

RBC CENTRE, 155 WELLINGTON ST W:TORONTO

City:

TORONTO

Country:

Canada

Work hours/week:

37.5

Employment Type:

Full time

Platform:

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type:

Contract (Fixed Term)

Pay Type:

Salaried

Posted Date:

2025-05-12

Application Deadline:

2025-05-26

Note: Applications will be accepted until 11:59 PM on the day prior to the application deadline date above

Inclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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