Controls Tester

Apex Systems; Toronto; Hybrid; CAD 95,000 - 100,000; Full time

Job summary

Apex Systems seeks a Controls Tester in Downtown Toronto on a 12-month hybrid contract. This role includes executing control testing and assessments to mitigate operational and regulatory risks in the financial domain. Candidates should have 2-4 years of relevant experience and a degree in Business or Finance.

Qualifications

• 2-4 years experience in internal controls testing or audit in financial services.
• Familiarity with banking products and risk control frameworks.

Responsibilities

• Conduct testing of operational and regulatory compliance controls.
• Document results and prepare testing reports for review.
• Identify control deficiencies and monitor remediation plans.

Skills

Analytical skills

Critical thinking

Attention to detail

Proficiency in Microsoft Excel

Proficiency in PowerPoint

Education

Bachelor’s degree in Business, Finance, Accounting, or a related field

Professional certifications (e.g., CIA, CRMA, CPA)

Job description

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• Location: Downtown Toronto. Hybrid: 5 days in office per month
• Duration: 12 month contract
• Openings: 3+
• Hours/week: 37.5 hrs/wk. 9-5 PM, M-F
• Start date: June/July 2025

Job Overview:

As a Controls Tester within the Business Controls team, you will play a critical role in supporting the execution of our Control Framework by performing independent testing of key controls across Personal Banking and Wealth Management lines of business. Your work will help ensure that operational, regulatory, and compliance risks are effectively mitigated through robust control design and execution. You will collaborate closely with business partners and risk stakeholders to assess control effectiveness, identify deficiencies, and support remediation efforts.

Key Responsibilities:

• Control Testing Execution: Conduct end-to-end testing of key controls (Operational Process Controls and Regulatory Compliance Management controls) to assess design and operating effectiveness in accordance with the Control Framework.
• Documentation & Reporting: Document test plans, procedures, and results clearly and accurately. Prepare testing summaries and dashboards for business and executive review.
• Deficiency Identification & Tracking: Identify control gaps or deficiencies and work with business partners to ensure timely remediation. Monitor and track the status of remediation plans to ensure closure within agreed timelines.
• Risk & Control Assessments: Support the Risk and Control Self-Assessment (RCSA) process by validating control effectiveness and contributing to the identification of emerging risks.
• Collaboration & Communication: Liaise with 1st, 2nd, and 3rd Lines of Defense to ensure alignment on control expectations and testing outcomes. Communicate findings and recommendations in a clear, concise, and actionable manner.
• Continuous Improvement: Contribute to the enhancement of control testing methodologies, tools, and templates. Provide feedback to improve the efficiency and effectiveness of the testing program.

Qualifications:

• Experience: 2–4 years of experience in internal controls testing, audit, compliance, or operational risk management within the financial services industry.
• Knowledge: Familiarity with retail and commercial banking products and processes. Understanding of risk and control frameworks (e.g., COSO, SOX) and regulatory requirements.

Skills:

• Strong analytical and critical thinking skills
• Detail-oriented with a high level of accuracy
• Proficient in Microsoft Excel, PowerPoint, and reporting tools

Education:

• Bachelor’s degree in Business, Finance, Accounting, or a related field.
• Professional certifications (e.g., CIA, CRMA, CPA) are an asset.

What You Bring:

• A passion for risk management and operational excellence
• A collaborative mindset and the ability to work across teams
• A proactive approach to identifying and resolving issues
• A commitment to upholding our values of trust, teamwork, and accountability

This a great opportunity to join a Big Five Bank and continue your career in the financial domain. Be a part of a great work environment with a very well-organized team and colleagues who will help you succeed.

Seniority level

• Seniority level

  Mid-Senior level

Employment type

• Employment type

  Contract

Job function

• Job function

  Accounting/Auditing

• Industries

  Banking and Financial Services

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