Canada CCO & CPO: Compliance, Privacy & Complaints Leader

State Street; Toronto; On-site; CAD 180,000 - 260,000; Full time

Job summary

State Street Canada seeks a Vice President, Corporate Compliance to provide independent oversight of regulatory compliance risk across regulated and unregulated entities. The CCO for Canadian entities will lead the Regulatory Compliance Management framework and ensure adherence to federal and provincial laws and industry standards.

The role operates independently from business management, reporting to Boards and regulators, and serves as Chief Privacy Officer and Complaints Officer for Canadian

Qualifications

• Thorough understanding of regulatory compliance programs.
• Proven ability to lead regulator interactions including facilitating senior management sessions, regulatory requests and audits.
• Strong executive communication skills including experience preparing materials for senior management, Board and Regulators.
• Experience maintaining compliance program frameworks, policies, procedures.
• Experience leading and developing teams in a fast-paced environment.

Responsibilities

• Lead the design, implementation, and ongoing enhancement of the Canadian Regulatory Compliance Management framework and associated legal entity Compliance programs.
• Maintain inventories of regulatory obligations and compliance requirements and provide independent oversight of compliance risk.
• Develop and maintain regulatory compliance frameworks, policies, standards, and governance processes.
• Oversee enterprise compliance risk assessments, regulatory inventories, monitoring, testing, and issue management.
• Monitor regulatory developments and provide guidance on changes and risks.
• Support governance activities relating to operational resilience and enterprise risk management.
• Manage and develop compliance professionals across entities.

Skills

10+ years of regulatory compliance in

Executive communication

Regulatory risk management

Regulator interactions

Education

Bachelor’s degree, advanced degree preferred and/or relevant industry courses

Job description

State Street Canada seeks a Vice President, Corporate Compliance to provide independent oversight of regulatory compliance risk across regulated and unregulated entities. The CCO for Canadian entities will lead the Regulatory Compliance Management framework and ensure adherence to federal and provincial laws and industry standards.

The role operates independently from business management, reporting to Boards and regulators, and serves as Chief Privacy Officer and Complaints Officer for Canadian