Branch Operations & Compliance Lead

National Bank of Canada

Edmonton

On-site

CAD 42,000 - 62,000

Full time

8 days ago
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Benefits offered by this job

Health and wellness program
Flexible group insurance
Generous pension plan
Employee Share Ownership Plan
Employee and family assistance program
Preferential banking services
Involvement in community initiatives
Telemedicine service
Virtual sleep clinic

Job summary

National Bank Financial – Wealth Management is seeking a Branch Administrator to support daily operations, ensure policy compliance, and assist the Regional Manager with diverse administrative tasks.

The ideal candidate holds a college or technical diploma (or a related bachelor’s degree) with 3 years of experience, experience in the investment industry, and strong Word/Excel/Outlook skills, plus excellent communication.

Qualifications

  • College or technical diploma with 3 years of experience OR bachelor’s degree in a related field.
  • Experience in the investment industry is an asset.
  • Completion of the CSC and Conduct and Practices Handbook Course is an asset.
  • Very good knowledge of Word, Excel and Outlook.
  • Excellent interpersonal and organizational skills.
  • Excellent verbal and written communication skills.

Responsibilities

  • Ensure day-to-day branch operations related to financial transactions are compliant.
  • Act as contact person for operational issues, HR questions, and logistical needs for branch employees.
  • Disseminate administrative procedures and policies and ensure branch employees understand and comply with them.
  • Perform rigorous follow-ups as recommended by Internal Audit and Compliance.
  • Closely monitor budgets related to branch activities.
  • Ensure premises and a quality work environment are maintained.
  • Provide administrative support to the Regional Manager on a variety of tasks.

Skills

Accountability
Change Management
Client-focused
Communication
Conflict Resolution
Critical Thinking
Decision Making
Detail-oriented
Digital literacy
Emotional Intelligence
Initiative
Learning Agility
Multitasking
Organization Skills
Recruiting
Resiliency
Standards Compliance
Stress Management
Teamwork

Education

College diploma or technical diploma
Bachelor’s degree in related field
Canadian Securities Course (CSC)
Conduct and Practices Handbook Course

Tools

Word
Excel
Outlook

Job description

National Bank Financial – Wealth Management is seeking a Branch Administrator to support daily operations, ensure policy compliance, and assist the Regional Manager with diverse administrative tasks.

The ideal candidate holds a college or technical diploma (or a related bachelor’s degree) with 3 years of experience, experience in the investment industry, and strong Word/Excel/Outlook skills, plus excellent communication.

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