Branch Manager

Richardson Wealth Ltd; Halifax; On-site; CAD 90,000 - 130,000; Full time

Job summary

Richardson Wealth Ltd is seeking a Branch Manager/Registered Representative to support Advisors and teams, ensuring efficient day-to-day branch operations and strategic initiative delivery. The role is open to both producing and non-producing managers and is an existing vacancy.

Responsibilities include supervising trades, approving accounts and communications, and driving client-focused initiatives while maintaining regulatory compliance. Strong leadership and recruiting success are essential.

Qualifications

• University degree is required.
• Must be licensed with CIRO as RR and complete OSC.
• Branch Manager licensure or related certification is expected.

Responsibilities

• Execute branch initiatives as directed by leadership.
• Recruit advisor teams that fit Richardson Wealth standards.
• Oversee daily and monthly trading activities.
• Review and approve new account documentation.
• Review and approve trade corrections.
• Approve marketing and client communications.
• Authorize financial plans and IPS approvals.
• Lead rollout of initiatives (insurance, banking, etc.).
• Monitor branch and advisor financials.

Skills

Recruiting

Organizational skills

Communication skills

Time management

Deadline awareness

Education

University degree

CIRO RR license

OSC course

Tools

Dataphile

Microsoft Office Suite

Reuters

Job description

Position Overview

This role is responsible for supporting Advisors and their teams and building a collaborative and productive environment. Responsibilities include management of strategic firm initiatives, and the day-to-day operation of the branch. This position is open to both producing and non-producing managers.
This is an existing vacancy.

Duties and Responsibilities

• Branch execution of firm initiatives and objectives as set by the Director, National Sales
• Recruiting of advisor teams who fit the profile and Richardson Wealth standards
• Daily and Monthly trade supervision
• Review & approval of all new account documentation
• Trade correction review and approval
• Marketing and client correspondence approvals
• Financial plan and IPS approvals
• Management and rollout of initiatives (insurance, banking, etc)
• Monitoring of Branch and Advisor financials

Education

• University degree
• Must be licensed with CIRO as Registered Representative (RR), Branch Manager and Options Supervisor Course (OSC)

Qualifications

• Minimum 3 years experience in a full service brokerage environment, including compliance supervision experience
• Successful track record of competitive recruiting
• Strong organizational skills
• Excellent communication skills
• Ability to work in a fast-paced environment and meet deadlines
• Use of Dataphile, Microsoft Office Suite, Reuters.