Bilingual Branch Compliance Lead & Training Coach

CI Investments Inc.; Golden Horseshoe; On-site; CAD 55,000 - 95,000; Full time

Benefits offered by this job

Health and dental benefits

Retirement savings plans

Paid holidays and vacation

Job summary

CI Investments Inc. is seeking a Bilingual Senior Compliance Officer, Branch Audit to conduct branch audits across Canada and deliver compliance PD days and training to Assante Branch Managers, Advisors and staff.

The role is based in Toronto with extensive travel (70%), and requires a university degree, CIRO experience, and fluency in French. The successful candidate will create audit reports, keep current with regulatory changes, and partner with Branch Managers to reinforce compliance across

Qualifications

• University degree/college diploma or equivalent experience.
• Previous compliance experience in dealership setting (CIRO).
• Fully proficient in French.
• 2-4 years’ experience within Financial Services in sales, support or supervisory role.
• Demonstrated knowledge of securities legislation and SRO rules.
• Proficient with MS Office applications.

Responsibilities

• Travel to CI Assante Branches to identify and address regulatory deficiencies.
• Assist Advisors/branches with solutions to foster client trust and grow the business.
• Deliver education/training to close compliance gaps.
• Collaborate with Branch Managers to support ongoing training and education.
• Create and complete audit reports and follow up on deficiencies identified.
• Provide compliance training through PD days and branch meetings.
• Stay updated on procedures and regulatory requirements and share insights with peers.
• Extensive travel (70%) required.

Skills

French fluency

Regulatory compliance knowledge

Audit/reporting skills

MS Office proficiency

Education

University degree/college diploma or equivalent

CSC/CPH or related designation

Branch Manager Course (asset)

Tools

MS Office

Job description

CI Investments Inc. is seeking a Bilingual Senior Compliance Officer, Branch Audit to conduct branch audits across Canada and deliver compliance PD days and training to Assante Branch Managers, Advisors and staff.

The role is based in Toronto with extensive travel (70%), and requires a university degree, CIRO experience, and fluency in French. The successful candidate will create audit reports, keep current with regulatory changes, and partner with Branch Managers to reinforce compliance across