Audit Lead – End-to-End Assurance in Toronto

TD Bank; Toronto; On-site; CAD 82,000 - 115,000; Full time

Job summary

TD Bank in Toronto is seeking an experienced Audit professional to conduct audits, test controls, and contribute to risk assessments across the bank's operations. You will work with stakeholders to ensure adherence to standards and regulatory requirements.

You're joining a team that delivers independent oversight and actionable recommendations to strengthen internal controls, while supporting continuous process improvements and timely reporting.

Qualifications

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
• Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

Responsibilities

• Conduct audit work based on established audit plans and execute the audit in accordance with established standards ensuring completion
• Execute testing of controls such as but not limited to walkthroughs (leading and documentation), test scripts (development and execution), and issue management (identification and capturing in the grid)
• May execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report.
• May complete L1 reviews/sign off on all audit activities (i.e. walkthroughs, test scripts, test results, grid, evidence uploads)
• Contribute to the audit planning process for specific audits, ensuring appropriate programs and audit risk assessments are completed accordingly
• Manage the ongoing audit communications process with the stakeholders during and subsequent to the audit
• Present objective and independent audit opinion on the adequacy of internal controls in accordance with established professional audit standards, including presentation of findings and recommendations to stakeholders and audit management
• Execute follow-up of findings raised from regulatory and internal divisional audits in accordance with firm policy
• Provide subject matter expertise and/or input to audit projects/initiatives as a representative for area of specialization identify key risks and identify opportunities where controls are missing or are inadequate to mitigate these risks

Job description

TD Bank in Toronto is seeking an experienced Audit professional to conduct audits, test controls, and contribute to risk assessments across the bank's operations. You will work with stakeholders to ensure adherence to standards and regulatory requirements.

You're joining a team that delivers independent oversight and actionable recommendations to strengthen internal controls, while supporting continuous process improvements and timely reporting.