Associate – Regulatory Client Outreach

IFG International Financial Group Ltd; Toronto; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading financial institution is seeking an Associate - Regulatory Client Outreach in Toronto. This role requires 5-7 years of experience in Regulatory Compliance and familiarity with Capital Markets. Candidates should possess strong research and analytical skills and be proficient in using regulatory data portals. This is a hybrid position, offering an initial 12-month contract that is renewable.

Qualifications

• 5-7 years of experience in Regulatory Compliance or operations, especially in Capital Markets.
• Familiarity with Dodd Frank and other regulatory frameworks.
• Good documentation skills for data consolidation.

Skills

Regulatory Compliance experience

Client Onboarding knowledge

Trade Control/Trade Desk Support

Research and analysis skills

Use of S&P Global portal

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract, which is renewable. This role is currently hybrid in the Toronto office.

Must-Have skills:

• Minimum of 5-7 years of experience in Regulatory Compliance, Client Onboarding, Trade Control/Trade Desk Support, or operations, preferably in the Capital Markets line of business
• Familiarity with Dodd Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT NMS, CIRO (IIROC)
• Familiarity with Capital Markets Clientele and business and product knowledge
• Familiarity with institutional clients, including Asset managers, Insurance companies, Pensions, Sovereign Wealth Funds
• Good research, analysis, and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats
• Expert use of S&P Global (formerly IHS Markit) portal for access to regulatory data and documentation

Nice to Have:

• Knowledge of Retail, Commercial, and Wealth Business and their clients in FI is an Asset
• Data management experience and applicable techniques

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [e-mail]