Analyst – Regulatory Client Outreach

IFG International Financial Group Ltd; South Frontenac; Hybrid; CAD 70,000 - 90,000; Full time

Job summary

A leading client in the banking sector is seeking an Associate - Regulatory Client Outreach. This hybrid position requires 3-5 years of experience in regulatory compliance and client onboarding, focusing on trade support within Capital Markets. The successful candidate will work closely with institutional clients and utilize their analytical skills to manage and validate crucial data.

Qualifications

• Minimum of 3-5 years in Regulatory Compliance or Client Onboarding.
• Experience in Trade Control/Trade Desk Support in Capital Markets.
• Familiarity with institutional clients and good analytical skills.

Responsibilities

• Conduct client onboarding processes and ensure regulatory compliance.
• Support operations in Capital Markets and validate required data.
• Work with existing and new technologies for data consolidation.

Skills

Regulatory Compliance

Client Onboarding

Trade Control

Research Skills

Analytical Skills

Documentation Skills

Technical Skills

Job description

Our client, a Top 5 Bank in Canada, is looking to hire an Associate - Regulatory Client Outreach for their team with an initial 12-month contract which is renewable. This role is currently hybrid in the Toronto office.

Candidate Requirements/Must-Have Skills:

• Minimum of 3-5 years of experience in:
• Regulatory Compliance
• Client Onboarding
• Trade Control/Trade Desk Support or operations, preferably in the Capital Markets line of business

Familiarity with Capital Markets, Clientele Business and product knowledge. Familiarity with institutional clients including Asset Managers, Insurance Companies, Pensions, Sovereign Wealth Funds. Good research, analysis, and documentation skills to collect, validate, and consolidate the required data/information into appropriate formats. Possesses some technical skills and comfort working with existing and new technology and software applications.

Nice to Have:

• Regulatory Environment - Financial Services - Dodd-Frank (CFTC & SEC), CSA, EMIR, MiFID, HKMA, MAS, ASIC, CAT, NMS, CIRO (IIROC)
• Knowledge of Retail, Commercial, and Wealth Business and their clients in Financial Institutions
• Data management experience and applicable techniques

If you are interested in hearing more about this role, please send your updated resume in MS Word format to [e-mail].