AML Investigation Lead — Risk & Compliance Expert

RBC Dominion Securities; Halifax; On-site; CAD 65,000 - 95,000; Full time

Job summary

RBC Dominion Securities in Toronto seeks an AML Investigation Support Team member to plan, conduct and complete risk-based investigations into suspicious fund flows, in line with established controls and regulatory reporting requirements.

You will act as SME on DI/DS typologies and products, document rationale for escalation or closure, review AML investigations from other teams, and participate in annual compliance training and reward programs within Group Risk Management.

Qualifications

• Experience in financial crime/money laundering investigations within banking, law enforcement, or a regulatory body preferred.
• Proficient in Microsoft Excel.
• Strong written and analytical skills.
• Undergraduate university degree or equivalent.

Responsibilities

• Plan, conduct, and complete risk-based investigations into relevant matters referred to the Team, including referrals involving suspicious fund flows from retail accounts to Direct Investing (DI) or Dominion Securities (DS).
• Act as a subject matter expert (SME) on DI/DS typologies and products, evaluating risk profiles and supporting investigative processes.
• Ensure cases have documentation and rationale for escalation or closure to support triage and risk mitigation.
• Review and action escalations from AML Investigations and other RBC AML FIU teams for workflows including Canadian Wealth Management.
• Advise Senior Manager on trends and propose workflow/process/tool improvements.
• Fulfill annual compliance training hours.
• Participate in RBC Reward & Recognition programs and Employee Opinion Survey results.
• Promote a values-based, respectful, flexible, inclusive workplace.

Skills

Experience in financial crime/Money-lA

Microsoft Excel

Strong written and analytical skills

Education

Undergraduate degree or equivalent

Tools

DI/DS product knowledge

Job description

RBC Dominion Securities in Toronto seeks an AML Investigation Support Team member to plan, conduct and complete risk-based investigations into suspicious fund flows, in line with established controls and regulatory reporting requirements.

You will act as SME on DI/DS typologies and products, document rationale for escalation or closure, review AML investigations from other teams, and participate in annual compliance training and reward programs within Group Risk Management.