AML Controls & Oversight Testing Lead

RBC; Halifax; On-site; CAD 90,000 - 120,000; Full time

Benefits offered by this job

Bonuses

Flexible benefits

Competitive compensation

Job summary

RBC in Toronto is seeking an AML testing professional to conduct oversight testing of US business units' AML controls, participate in scoping, fieldwork, and reporting to stakeholders.

You will log findings, raise issues to senior management, and collaborate with internal and external partners to strengthen the testing program. Excellent communication and data analytics skills are required, with 3–5 years of AML/audit testing experience.

Qualifications

• 3–5 years of experience in AML, 2nd line, or audit control testing.
• Experience as an AML SME within an Audit/Testing Function.
• Experience in planning and executing complex AML/Compliance testing programs
• Strong understanding of the U.S. AML regulatory landscape
• Very strong analytical and written/oral communication skills
• Understanding of data analytics concepts and tools
• In-depth knowledge of financial institutions products and services (Capital Markets, Wealth Management, Banking)

Responsibilities

• Execute the U.S. Financial Crimes Oversight Testing Schedule, including issue validation and MRA testing, on time
• Conduct oversight testing of key AML program controls and communicate plan and status with stakeholders
• Document issues discovered in testing and ensure timely resolution
• Provide management reporting and escalation on testing results
• Support enhancements and efficiency in the testing program
• Assist with strategic changes in the AML Oversight Testing Program
• Build strong relationships with internal and external partners

Skills

AML testing

Regulatory knowledge

Data analytics basics

Analytical skills

Communication skills

Banking products knowledge

Job description

RBC in Toronto is seeking an AML testing professional to conduct oversight testing of US business units' AML controls, participate in scoping, fieldwork, and reporting to stakeholders.

You will log findings, raise issues to senior management, and collaborate with internal and external partners to strengthen the testing program. Excellent communication and data analytics skills are required, with 3–5 years of AML/audit testing experience.