Senior Risk & Compliance Lead - 1st Line Governance

Insignia Financial; Melbourne; On-site; AUD 180,000 - 280,000; Full time

Job summary

Insignia Financial in Melbourne is seeking a senior risk and compliance partner to support the MLC Expand Wrap business line. You will provide timely risk and compliance services to ensure key risks and obligations are managed effectively, protecting client and member outcomes.

The role requires a tertiary qualification and 5+ years of experience in financial services risk/compliance, with strong communication and stakeholder engagement skills.

Qualifications

• Tertiary qualification in business, finance or law.
• 5+ years risk / compliance experience ideally within financial services.
• Change management experience in risk/compliance frameworks is highly desirable.
• Advanced ability to research, interpret and advise on complex risk and compliance requirements.

Responsibilities

• Drive, coordinate and support risk and compliance services within the Wrap Business Line.
• Provide insights into emerging risks and areas for improvement.
• Provide risk, control and compliance advice and guidance.
• Provide 1st Line risk and compliance support on incidents, breaches and issues.
• Facilitate risk and control assessments against business objectives and processes.
• Support compliance obligations and advise owners on controls.
• Perform testing of design and operating effectiveness of controls.
• Chair governance forums and committees as required.
• Embed risk and compliance culture across Wrap.
• Draft and review risk/compliance matters for governance forums.

Skills

Risk management

Regulatory knowledge

Stakeholder engagement

Communication skills

Education

Tertiary qualification in Business/Finance/Law

Job description

Insignia Financial in Melbourne is seeking a senior risk and compliance partner to support the MLC Expand Wrap business line. You will provide timely risk and compliance services to ensure key risks and obligations are managed effectively, protecting client and member outcomes.

The role requires a tertiary qualification and 5+ years of experience in financial services risk/compliance, with strong communication and stakeholder engagement skills.