Senior Compliance Manager – Financial Markets

Australian Investment Exchange; Sydney; Sur place; AUD 120 000 - 180 000; Plein temps

Résumé du poste

AUSIEX is seeking a Compliance Manager/Senior Compliance Manager to lead day-to-day compliance across allocated portfolios in Australia. You will work with the GM of Legal, Risk and Compliance to deliver independent advice, monitor incidents, and escalate issues promptly.

The role is Sydney or Perth based, with broad cross‑functional impact. You will build relationships across AUSIEX, translate regulations into practical controls, and contribute to ongoing enhancements of the compliance program.

Qualifications

• Relevant compliance experience in Australian financial services.
• Sound knowledge of Australian securities markets and ASIC rules.
• Ability to translate regulatory requirements into practical advice.

Responsabilités

• Develop and implement risk-based compliance plan.
• Monitor regulatory reporting and incident Assessments.
• Provide independent compliance advice and challenge to operations.

Connaissances

Compliance experience

Australian markets knowledge

Regulatory guidance interpretation

Stakeholder engagement

Analytical thinking

Formation

Tertiary qualification in business/finance/law/risk

Description du poste

AUSIEX is seeking a Compliance Manager/Senior Compliance Manager to lead day-to-day compliance across allocated portfolios in Australia. You will work with the GM of Legal, Risk and Compliance to deliver independent advice, monitor incidents, and escalate issues promptly.

The role is Sydney or Perth based, with broad cross‑functional impact. You will build relationships across AUSIEX, translate regulations into practical controls, and contribute to ongoing enhancements of the compliance program.