Listed Markets Supervision Lead

ASX Limited; Western Australia; Hybrid; AUD 110,000 - 150,000; Full time

Benefits offered by this job

Hybrid working options

Flexible working arrangements

Job summary

ASX Limited is seeking a seasoned compliance professional to supervise ASX’s listed market and advise on regulatory issues. You will engage with listed entities and advisers, assess governance and transaction documentation, and take enforcement actions where necessary.

The role requires strong analytical and communication skills, with a proactive mindset and experience in capital markets. You will work in a hybrid environment, collaborating across teams within ASX Compliance and with the

Qualifications

• Must have at least 3 years of relevant industry experience (including at least 2 years PQE).
• Strong oral and written communication skills.
• Ability to analyse complex corporate structures, governance and transaction documents for compliance.

Responsibilities

• Oversee supervision of ASX's listed market and advise on governance and regulatory issues.
• Interact with listed entities and advisers to ensure compliance with Listing Rules.
• Conduct monitoring and enforcement actions on continuous disclosure, capital raising and governance matters.
• Assess and advise on applications for admission to ASX's listed market.
• Collaborate with ASIC and other teams within ASX Compliance.
• Contribute to a culture of insight, proactivity and record-keeping.
• Engage with regulators and stakeholders to support market integrity.

Skills

Analytical skills

Communication skills

Interpersonal skills

Education

Law degree (LLB)

Finance or accounting degree

Job description

ASX Limited is seeking a seasoned compliance professional to supervise ASX’s listed market and advise on regulatory issues. You will engage with listed entities and advisers, assess governance and transaction documentation, and take enforcement actions where necessary.

The role requires strong analytical and communication skills, with a proactive mindset and experience in capital markets. You will work in a hybrid environment, collaborating across teams within ASX Compliance and with the