Governance & Compliance Associate (DDO) — Hybrid/Remote

Perpetual Limited; Sydney; Hybrid; AUD 70.000 - 110.000; Vollzeit

Benefits dieser Stelle

Hybrid working

Work from anywhere in Australia up to

Wellbeing allowance

Study support and professional dev.

Zusammenfassung

Perpetual Limited is seeking a Governance and Oversight Associate to support advertising, marketing and distribution oversight activities. You will deliver accurate operational support across governance tasks, focusing on advertising reviews, distributor oversight and DDO reporting.

Work with Governance and Oversight, Transaction Management, Client Management, Legal, Risk and Compliance teams, engaging with investment managers, distributors and platform providers to ensure compliance and timely

Qualifikationen

• A degree in law, business, commerce or economics.
• 1+ years experience in funds management, financial services, governance, compliance, risk, legal or a related environment.
• Knowledge of registered managed funds, distribution or compliance.
• Exposure to managed investment schemes and their legal, regulatory, compliance and risk frameworks would be well regarded.
• An understanding of financial services regulatory requirements, including DDO or similar governance frameworks.
• Strong attention to detail, with the ability to critically review information, identify issues and maintain a high level of accuracy.
• Excellent written and verbal communication skills, with confidence engaging with internal and external stakeholders.

Aufgaben

• Review advertising and marketing materials against relevant regulatory requirements
• Check that marketing content aligns with investment managers' strategies and the Target Market Determination
• Undertake surveillance activity on advertising and marketing campaigns in the public forum
• Support the delivery of the Distributor Management and Oversight Framework within required policy timeframes
• Issue and track material distributor questionnaires and follow up outstanding responses
• Conduct detailed reviews as part of the material distributor oversight process
• Assist in educating our distributors on our expectations to ensure compliance with DDO
• Prepare DDO analysis and reporting for management and the Board, including complaints data, dealing reports and significant dealing assessments
• Maintain accurate records, trackers and supporting documentation.

Kenntnisse

Attention to detail

Communication skills

Regulatory knowledge

Ausbildung

Degree in law, business, commerce or economics

Jobbeschreibung

Perpetual Limited is seeking a Governance and Oversight Associate to support advertising, marketing and distribution oversight activities. You will deliver accurate operational support across governance tasks, focusing on advertising reviews, distributor oversight and DDO reporting.

Work with Governance and Oversight, Transaction Management, Client Management, Legal, Risk and Compliance teams, engaging with investment managers, distributors and platform providers to ensure compliance and timely