Australia Chief Compliance Officer

The Blackstone Group L.P.; Sydney; Sur place; AUD 250 000 - 400 000; Plein temps

Résumé du poste

The Blackstone Group L.P. in Sydney seeks a Chief Compliance Officer to lead regulatory oversight for Australia, focusing on ASIC, APRA and AUSTRAC matters and supporting Private Wealth.

You will advise on fundraising compliance, coordinate filings for Australian AFSL entities, train staff, and liaise with global offices; travel may be required.

Strong English communication and 10+ years in legal/regulatory roles within financial services are essential.

Qualifications

• 10+ years of legal and regulatory experience, gained in a legal, compliance, or internal audit role at an investment bank, asset manager or other financial institution.
• Knowledge of the ASIC, APRA and AUSTRAC regulatory structure and key regulations.
• Excellent written and spoken English language skills required.

Responsabilités

• Monitoring and advising on the regulatory requirements for fundraising activities in Australia and advising on compliance and regulatory issues as they arise in the context of Blackstone’s investment, portfolio management activities, fundraising activities and Private Wealth distribution.
• Advising on regulatory obligations and assisting with regulatory filings of Blackstone’s two Australian AFSL licensed entities and Blackstone’s Australian lending vehicles, including ASIC and APRA filings, AML and AUSTRAC reporting and FSCODA reporting.
• Coordinating with local regulatory officials as required.
• Keeping abreast of regulatory changes in Australia and advising on impact on the business.
• Ensuring adherence to Blackstone’s corporate governance and compliance policies.
• Developing and implementing compliance programs, policies, procedures and controls.
• Managing and coordinating compliance training.
• Conducting testing of compliance programs and procedures.
• Providing compliance support across the region as required.
• Liaising with Blackstone’s global offices; some travel required.

Description du poste

The Blackstone Group L.P. in Sydney seeks a Chief Compliance Officer to lead regulatory oversight for Australia, focusing on ASIC, APRA and AUSTRAC matters and supporting Private Wealth.

You will advise on fundraising compliance, coordinate filings for Australian AFSL entities, train staff, and liaise with global offices; travel may be required.

Strong English communication and 10+ years in legal/regulatory roles within financial services are essential.