Analyst, Investment Compliance

Cbus Super; Melbourne; On-site; AUD 90,000 - 120,000; Full time

Job summary

CBUS Super in Melbourne is seeking an Analyst, Investment Compliance to help establish, monitor and improve mandate compliance across internal and external portfolios. You will identify and manage regulatory risks, investigate pre- and post-trade breaches, and support risk assessments for new investment initiatives and products.

This role offers a permanent, full-time position based in Melbourne, with opportunities to contribute to policies, procedures and governance forums within CBUS Fund

Qualifications

• Mandate compliance experience across portfolios.
• Knowledge of pre- and post-trade compliance processes.
• Understanding of investment risk and regulatory requirements.

Responsibilities

• Implement and monitor pre-trade compliance limits across portfolios.
• Investigate and rectify compliance breaches and respond to alerts.
• Support risk assessments and governance reporting.
• Collaborate with Investments to promote risk management.
• Assist with personal securities trading and information barriers.

Skills

Mandate compliance

Investment compliance

Stakeholder management

Bloomberg familiarity

MS Office proficiency

Education

Bachelor's degree in finance/economics/related field

Tools

Bloomberg

Charles River

Aladin

MS Office

Job description

Created by workers, for workers, CBUS Super is one of Australia’s most successful Superannuation funds. For over four decades we’ve proudly represented those who help shape Australia, hard-working individuals who deserve to make the most of their retirement, no matter the industry. As an award-winning fund we’ve been recognised for the benefits provided to our members and our innovative investment approach. All while staying committed to our member first ethos as a proud Industry Fund.

About the role

As an Analyst, Investment Compliance within CBUS Fund Services, you’ll help establish, monitor and continuously improve mandate compliance across internal and external investment portfolios. Working closely with colleagues across Investments, you’ll support a strong risk and compliance environment by identifying and managing compliance and regulatory risks, investigating pre and post trade breaches, monitoring and supporting risk assessments for new investment initiatives and products.

This is an important role in helping CBUS maintain effective investment governance and oversight. You’ll manage key pre- and post-trade compliance processes, contribute to policies and procedures, prepare risk reporting for governance forums and build collaborative relationships across Investments to promote strong risk management and compliance outcomes.

Key Accountabilities

• Manage the implementation, maintenance and monitoring of pre-trade compliance limits, restrictions and guidelines across internal and external investment portfolios.
• Identify, investigate and rectify mandate compliance breaches and respond to pre- and post-trade alerts.
• Implement and maintain a robust portfolio and order management system environment and ensure timely response to pre and post trade alerts
• Support investment risk assessments, trade forensic activities and the identification and management of compliance and regulatory risks.
• Assist with administration and management personal securities trading and information barriers programs.
• Ensure that compliance and regulatory risks are identified, understood, prioritised and managed across Investments

About CBUS

Created by workers, for workers, CBUS Super is one of Australia’s most successful Superannuation funds. For over four decades we’ve proudly represented those who help shape Australia, hard-working individuals who deserve to make the most of their retirement, no matter the industry. As an award-winning fund we’ve been recognised for the benefits provided to our members and our innovative investment approach. All while staying committed to our member first ethos as a proud Industry Fund.

About the role

As an Analyst, Investment Compliance within CBUS Fund Services, you’ll help establish, monitor and continuously improve mandate compliance across internal and external investment portfolios. Working closely with colleagues across Investments, you’ll support a strong risk and compliance environment by identifying and managing compliance and regulatory risks, investigating pre and post trade breaches, monitoring and supporting risk assessments for new investment initiatives and products.

This is an important role in helping CBUS maintain effective investment governance and oversight. You’ll manage key pre- and post-trade compliance processes, contribute to policies and procedures, prepare risk reporting for governance forums and build collaborative relationships across Investments to promote strong risk management and compliance outcomes.

Key Accountabilities

• Manage the implementation, maintenance and monitoring of pre-trade compliance limits, restrictions and guidelines across internal and external investment portfolios.
• Identify, investigate and rectify mandate compliance breaches and respond to pre- and post-trade alerts.
• Implement and maintain a robust portfolio and order management system environment and ensure timely response to pre and post trade alerts
• Support investment risk assessments, trade forensic activities and the identification and management of compliance and regulatory risks.
• Assist with administration and management personal securities trading and information barriers programs.
• Ensure that compliance and regulatory risks are identified, understood, prioritised and managed across Investments

What will you bring?

• A tertiary qualification in finance, investment, economics or a related discipline. CFA, FRM, PRM or equivalent postgraduate qualifications would be advantageous.
• Investment compliance experience, ideally gained within superannuation, investment banking, broking, investment management or a custodian environment.
• Sound investment, financial markets and product knowledge, particularly across investment risk and compliance, with an understanding of relevant superannuation and investment management regulatory requirements.
• Understanding of Bloomberg, Charles River, Aladin or similar portfolio management system compliance modules, together with advanced Microsoft Office skills.
• Strong stakeholder relationship, problem-solving and influencing skills, with a collaborative approach and commitment to team success and CBUS values.

Belong at CBUS

We value difference, and embrace people with diverse backgrounds, experiences, gender identities, abilities and thinking styles. We believe that, with diversity of perspectives and experiences, you get better teams and outcomes. We’re looking for people of all genders, races, nationalities, orientations and of all abilities to join us.

Like to know more about working with CBUS? Listen to some of our videos with members of the CBUS team on our website, cbussuper.com.au/careers.

Applications Close: 30th October 2026

This is a permanent full time position based in Melbourne.

Agencies, please note: All CBUS vacancies are managed by our internal Talent Acquisition Team. Should external assistance be required we will reach out to our preferred agency partners, Thank you.