Wealth & Trading Compliance Lead

Revolut Ltd; United Arab Emirates; On-site; AED 320,000 - 520,000; Full time

Job summary

Revolut Ltd in the United Arab Emirates is seeking a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You will ensure consumer protection practices stay in line with local requirements while guiding controls and oversight across the business.

The role requires deep knowledge of UAE CMA regulations, CMA licensing exams, and the ability to map regulations, develop policies, and lead training.

Qualifications

• 7+ years in regulatory compliance within a consultancy, compliance function, or regulator.
• Knowledge of wealth and trading regulatory obligations related to stock broker activities.
• University degree.
• Knowledge of UAE CMA regulations and CMA license exams.
• Experience with regulatory gap analysis and policy creation/implementation.
• Strong understanding of compliance risk vs business risk; ability to manage multiple projects.
• Excellent analytical and interpersonal skills; fluent in English.

Responsibilities

• Provide oversight on compliance obligations for wealth & trading products across the business.
• Handle rapid regulatory turnarounds and system audit requirements.
• Ensure high-quality regulatory mapping.
• Challenging, assessing, and implementing policies from scratch.
• Review 1LoD compliance approvals for wealth & trading products; provide feedback.
• Implement a company-wide training and competency program for wealth & trading.
• Provide 2LoD oversight on complaints and root-cause analysis.
• Oversee horizon scanning for relevant geographies.

Skills

Wealth regulation

Trading regulation

CMA UAE rules

Regulatory mapping

Policy implementation

Regulatory gap analysis

English fluency

Education

University degree

Job description

Revolut Ltd in the United Arab Emirates is seeking a Regulatory Compliance Manager to oversee regulatory frameworks around wealth and trading features. You will ensure consumer protection practices stay in line with local requirements while guiding controls and oversight across the business.

The role requires deep knowledge of UAE CMA regulations, CMA licensing exams, and the ability to map regulations, develop policies, and lead training.