Senior AML/MLRO & Compliance Lead

CO_AFSADN Apex Fund Services (AD) Limited; Abu Dhabi; On-site; AED 300,000 - 600,000; Full time

Job summary

Apex Group is hiring for a senior Compliance/Regulatory role in Abu Dhabi to strengthen the company’s AML/CFT framework and regulatory liaison capabilities. You will monitor FSRA/ADGM compliance, conduct risk assessments, and support filings while maintaining records and reporting to senior management.

The ideal candidate holds a Bachelor’s degree in a relevant field, with CAMS/ICA certification preferred and 3–5 years in a compliance role within financial services.

Qualifications

• Bachelor’s degree in a relevant field.
• Professional certification (CAMS/ICA) preferred.
• AML/CFT experience in financial services.
• 3-5 years of experience in Compliance or related fields.

Responsibilities

• Support and maintain the Compliance and AML Frameworks.
• Monitor compliance with FSRA regulations, ADGM laws, and internal policies.
• Identify, assess, and report compliance and regulatory risks.
• Track regulatory developments and assess business impact.
• Maintain compliance registers, breaches, conflicts of interest, and regulatory obligations.
• Support regulatory filings and liaison with the FSRA.
• Develop and execute the annual Compliance Monitoring Plan (CMP).
• Conduct compliance reviews, testing, and monitor remediation actions.
• Prepare compliance reports and management information for senior management and the Board.
• Provide day-to-day regulatory advice and support awareness of AML/CFT, sanctions, and conduct requirements.

Skills

Regulatory compliance

AML/CFT

FSRA/ADGM knowledge

Risk assessment

Stakeholder mgmt

Strong communication

DPO duties

Education

Bachelor’s degree in relevant field

CAMS/ICA certification

Tools

Regulatory reporting tools

Job description

Apex Group is hiring for a senior Compliance/Regulatory role in Abu Dhabi to strengthen the company’s AML/CFT framework and regulatory liaison capabilities. You will monitor FSRA/ADGM compliance, conduct risk assessments, and support filings while maintaining records and reporting to senior management.

The ideal candidate holds a Bachelor’s degree in a relevant field, with CAMS/ICA certification preferred and 3–5 years in a compliance role within financial services.