Regulatory Compliance & Assurance, Assistant Manager - Compliance (Emirati Talent)

United Arab Bank; Sharjah; On-site; AED 20,000 - 30,000; Full time

Job summary

A leading financial institution in Sharjah is looking for a Regulatory Compliance Assistant Manager to join their Compliance team. The role involves monitoring adherence to Central Bank regulations, executing compliance audits, and supporting the formalization of processes and training for staff. The ideal candidate should have a Bachelor's degree, 3 years of experience in a similar role, and effective communication skills in English and Arabic.

Qualifications

• 3 years of experience in Compliance or Internal Audit.
• Understanding compliance protocols and procedures.

Responsibilities

• Support the Compliance Monitoring Program and conduct reviews.
• Execute checks on processes to ensure compliance.
• Prepare memos and reports for compliance reviews.
• Track non-compliance issues for timely resolution.

Skills

Effective communication skills in English and Arabic

Interpersonal skills

Understanding of UAE regulations

Education

Bachelor's degree in relevant field

Job description

Job Purpose

• The Regulatory Compliance Assistant Manager will work as a member of the Compliance team to support monitoring adherence to the Central Bank regulations and best business practices.
• The Regulatory Compliance & Assurance, Assistant Manager will support the execution of the Annual Compliance Plan, especially in regards to Monitoring of Regulations.
• The Regulatory Compliance & Assurance, Assistant Manager will assist the Senior Manager and Head of the Unit in the formalization of procedures and processes and preparation of Compliance training & awareness to all staff.

Principal Accountabilities

• Supporting the rolling out of the Bank-wide Compliance Regulatory Monitoring Program along with conduct reviews and formalization of reports for Senior Management.
• Executing spot checks on Regulations / Processes to ensure compliance with regulatory requirements.
• Supporting the formalization of Memos and Reports for Regulatory Compliance reviews, testing and monitoring exercises performed.
• Tracking non-compliance issues and ensuring timely closure by relevant stakeholders within agreed target dates.
• Assisting other members of the Regulatory Compliance & Assurance team in a pro-active manner.
• Displaying UAB Values of Integrity, Customer Focus, Competence, Consistency and Courteousness.

Qualifications & Experience

• Bachelor's degree in any relevant field
• 3 years’ experience in similar job within Compliance or Internal Audit
• Effective communication skills in English and Arabic
• Good inter-personal and communication skills.
• Good understanding of protocols and procedures to be compliant with UAE regulations and requirements.
• UAE National with Family Book