Regulatory Compliance & Assurance, Assistant Manager - Compliance (Emirati Talent)

United Arab Bank; Sharjah; On-site; AED 60,000 - 100,000; Full time

Job summary

An established industry player is seeking a Regulatory Compliance Assistant Manager to join their Compliance team. In this pivotal role, you will support adherence to Central Bank regulations and best practices while executing the Annual Compliance Plan. Your responsibilities will include conducting regulatory reviews, formalizing reports for senior management, and assisting in compliance training for staff. This position offers a unique opportunity to contribute to a proactive compliance culture, ensuring that the bank meets all regulatory requirements effectively. If you are a detail-oriented professional with a strong understanding of UAE regulations, this role is perfect for you.

Qualifications

• 3 years’ experience in Compliance or Internal Audit roles.
• Effective communication skills in English and Arabic.

Responsibilities

• Support the Compliance Regulatory Monitoring Program and conduct reviews.
• Execute spot checks to ensure compliance with regulations.
• Track non-compliance issues and ensure timely closure.

Skills

Regulatory Compliance

Internal Audit

Effective Communication

Interpersonal Skills

Understanding of UAE Regulations

Education

Bachelor's Degree

Job description

Job Purpose

• The Regulatory Compliance Assistant Manager will work as a member of the Compliance team to support monitoring adherence to the Central Bank regulations and best business practices.
• The Regulatory Compliance & Assurance, Assistant Manager will support the execution of the Annual Compliance Plan, especially in regards to Monitoring of Regulations.
• The Regulatory Compliance & Assurance, Assistant Manager will assist the Senior Manager and Head of the Unit in the formalization of procedures and processes and preparation of Compliance training & awareness to all staff.

Principal Accountabilities

• Supporting the rolling out of the Bank-wide Compliance Regulatory Monitoring Program along with conduct reviews and formalization of reports for Senior Management.
• Executing spot checks on Regulations / Processes to ensure compliance with regulatory requirements.
• Supporting the formalization of Memos and Reports for Regulatory Compliance reviews, testing and monitoring exercises performed.
• Tracking non-compliance issues and ensuring timely closure by relevant stakeholders within agreed target dates.
• Assisting other members of the Regulatory Compliance & Assurance team in a pro-active manner.
• Displaying UAB Values of Integrity, Customer Focus, Competence, Consistency and Courteousness.

Qualifications & Experience

• Bachelor's degree in any relevant field
• 3 years’ experience in similar job within Compliance or Internal Audit
• Effective communication skills in English and Arabic
• Good inter-personal and communication skills.
• Good understanding of protocols and procedures to be compliant with UAE regulations and requirements.
• UAE National with Family Book