Legal And Compliance Officer

Oron Limited; Dubai; On-site; AED 60,000 - 100,000; Full time

Job summary

An established industry player is on the lookout for a meticulous Compliance Officer to oversee and ensure adherence to regulatory standards in Forex trading. This role is pivotal in safeguarding the company's reputation by managing compliance frameworks, conducting audits, and liaising with regulatory bodies. The ideal candidate will have a strong background in compliance and risk management, with excellent analytical and communication skills. Join a dynamic environment where your expertise will help shape the future of financial services and contribute to ethical trading practices. If you're ready to make a significant impact in the Forex industry, this opportunity is for you.

Qualifications

• 3-5 years of experience in compliance or regulatory affairs in Forex or financial services.
• Strong knowledge of AML/CFT regulations and KYC procedures.

Responsibilities

• Ensure adherence to DFSA and UAE Central Bank regulations for Forex trading.
• Develop and maintain compliance policies to prevent financial crimes.

Skills

Compliance Management

Risk Assessment

Analytical Skills

Communication Skills

Regulatory Knowledge

Education

Bachelor’s degree in Law

Bachelor’s degree in Finance

Bachelor’s degree in Business Administration

Tools

Compliance Software

Job description

Job Title: Compliance Officer
Location: Dubai, UAE
Industry: Forex / Financial Services

Job Summary:

We are seeking a detail-oriented and experienced Compliance Officer to ensure that our Forex trading operations in Dubai comply with local and international regulatory standards. The ideal candidate will be responsible for overseeing compliance frameworks, managing regulatory requirements, and mitigating risks to safeguard the company’s reputation.

Key Responsibilities:

• Ensure adherence to DFSA, UAE Central Bank, and other relevant regulatory frameworks governing Forex trading.
• Develop, implement, and maintain compliance policies and procedures to prevent financial crimes, including money laundering, fraud, and market abuse.
• Conduct regular audits, risk assessments, and internal compliance reviews to identify potential compliance risks.
• Monitor transactions for suspicious activity and submit STR (Suspicious Transaction Reports) when necessary.
• Liaise with regulatory bodies, ensuring timely submissions of reports and compliance with licensing requirements.
• Provide compliance training to employees to promote awareness of regulatory obligations and ethical trading practices.
• Collaborate with legal and risk management teams to ensure that all Forex products and services are compliant.
• Stay updated with regulatory changes in Forex and financial markets, advising management on necessary adjustments.
• Maintain and update compliance records, policies, and procedures for transparency and accountability.

Requirements:

• Bachelor’s degree in Law, Finance, Business Administration, or related fields.
• Minimum of 3-5 years of experience in compliance, risk management, or regulatory affairs within the Forex, financial services, or banking industry.
• Strong knowledge of AML/CFT regulations, KYC procedures, and international financial laws.
• Familiarity with DFSA, ESCA, or UAE Central Bank regulations related to Forex and trading platforms.
• Excellent analytical skills with the ability to identify and mitigate compliance risks.
• Strong communication and interpersonal skills to work effectively with regulatory authorities and internal stakeholders.
• Certifications such as CAMS (Certified Anti-Money Laundering Specialist) or ICA (International Compliance Association) are a plus.
• Ability to work independently and maintain high ethical standards in a fast-paced trading environment.