Head of Compliance

Leru Partners; Dubai; On-site; AED 120,000 - 180,000; Full time

Job summary

An innovative firm is seeking a Head of Compliance to lead its compliance function as it scales operations. This pivotal role involves liaising with regulatory authorities, ensuring adherence to local and regional regulations, and embedding a culture of compliance across the organization. With a focus on asset management, the ideal candidate will possess extensive experience in compliance leadership, strong stakeholder management skills, and a proactive approach to navigating regulatory landscapes. Join this dynamic team and play a crucial role in shaping the compliance strategy for a forward-thinking company in the financial services sector.

Qualifications

• 10+ years of compliance leadership in financial services, ideally in asset management.
• Deep knowledge of AML / CTF and regulatory requirements.

Responsibilities

• Design and implement the compliance framework for the asset management platform.
• Act as MLRO and point of contact for regulatory audits and communications.

Skills

Compliance Leadership

AML / CTF Knowledge

Stakeholder Management

Regulatory Engagement

Risk Assessment

Education

Compliance Certifications (ICA, ACAMS)

Job description

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Reporting to : CEO (Functional) and Board / Audit Committee (Independent Oversight)

Role Summary

The Head of Compliance will play a critical leadership role in establishing and overseeing the firm’s compliance function as it launches and scales its operations. You will be the key liaison with regulatory authorities and ensure the firm maintains full adherence to applicable local and regional regulations, including those from the UAE Securities & Commodities Authority (SCA), DFSA, and ADGM.

Key Responsibilities

• Design and implement the compliance framework and internal controls for the asset management platform.
• Oversee all compliance policies, procedures, and reporting mechanisms in line with regulatory obligations and best practices.
• Act as the firm’s MLRO and point of contact for all regulatory audits, licensing, and communications.
• Conduct ongoing compliance risk assessments, training programs, and internal investigations as required.
• Ensure timely and accurate regulatory filings and board reporting.
• Work cross-functionally with legal, risk, and operations to embed a culture of compliance.
• Stay abreast of regional regulatory developments and advise the business accordingly.

Key Requirements

• 10+ years of compliance leadership in financial services, ideally covering asset management.
• Previous experience engaging with UAE regulatory authorities (SCA, DFSA, ADGM).
• Deep knowledge of AML / CTF, market conduct, licensing, and investor protection rules.
• Strong understanding of financial instruments, capital markets, and client onboarding requirements.
• ICA, ACAMS, or similar compliance certifications preferred.
• Excellent stakeholder management, reporting, and communication skills.
• Ability to work in a start-up environment with a solutions-driven and hands-on approach.

Seniority level

• Director

Employment type

• Full-time

Job function

• Other

Industries

• Banking, Investment Banking, and Financial Services

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