Global Regulatory Compliance Lead (Remote-Ready)

Capital.com; United Arab Emirates; Vor Ort; AED 180.000 - 300.000; Vollzeit

Benefits dieser Stelle

Competitive Salary

Work-Life Harmony

Generous Time Off

Employee Referral Program

Comprehensive Health Benefits

Workation

Volunteer Days

Zusammenfassung

Capital.com is seeking a regulatory compliance professional in the United Arab Emirates to support CCMENA’s daily regulatory obligations under the UAE CMA Category 1 licence. You will monitor developments, maintain calendars, prepare submissions, and advise on securities dealing, CFDs, and spot FX to ensure ongoing compliance.

The role requires 3 years of relevant experience, strong English communications, and the ability to translate complex regulations into practical policies.

Qualifikationen

• 3 years of regulatory compliance experience in financial services.
• Working knowledge of UAE CMA or DFSA frameworks.
• Experience with securities dealing, international brokerage, CFDs, and spot FX.
• Experience preparing regulatory submissions and maintaining compliance registers.
• Ability to translate regulatory requirements into practical policies and actions.
• Strong attention to detail and ability to manage multiple deadlines.
• Excellent written and spoken English; Arabic is a plus.

Aufgaben

• Support CCMENA’s daily regulatory compliance obligations under UAE CMA Category 1 licence.
• Monitor regulatory developments and update the Regulatory Change Log.
• Maintain Regulatory Obligations Register and regulatory calendar with deadlines.
• Prepare regulatory submissions, filings, and correspondence.
• Review and update compliance policies reflecting changes and business developments.
• Support compliance monitoring, policy reviews, and remediation tracking.
• Prepare compliance reports for Head of Compliance and senior management.
• Provide guidance on securities dealing, international brokerage, CFDs, and spot FX.
• Review business changes for regulatory alignment with licence permissions.
• Review marketing materials for regulatory compliance.
• Assist CMA inspections by coordinating responses and documents.

Kenntnisse

Regulatory compliance

CMA/DFSA knowledge

Regulatory submissions

Policy & procedures

Stakeholder management

English proficiency

Arabic advantage

Jobbeschreibung

Capital.com is seeking a regulatory compliance professional in the United Arab Emirates to support CCMENA’s daily regulatory obligations under the UAE CMA Category 1 licence. You will monitor developments, maintain calendars, prepare submissions, and advise on securities dealing, CFDs, and spot FX to ensure ongoing compliance.

The role requires 3 years of relevant experience, strong English communications, and the ability to translate complex regulations into practical policies.