Global Private Banking Compliance Lead

Revolut; United Arab Emirates; On-site; AED 350,000 - 520,000; Full time

Job summary

Revolut in the United Arab Emirates is seeking a Business Compliance Manager to advise and oversee compliance risks across investment and trading products within private banking. You'll enable innovation while meeting global regulatory expectations.

You'll review initiatives, guide Product, Operations, and Marketing on compliant execution, oversee private banking entities, and ensure promotions and client communications comply with internal policies.

Qualifications

• Experience in regulatory change management and assessing regulatory impact.
• End-to-end policy, procedure and control design expertise.
• Experience approving financial promotions in regulated environments.
• Expertise in product governance and conduct, including complaints and conflicts of interest.
• In-depth knowledge of MiFID.

Responsibilities

• Reviewing and approving new initiatives and entity expansions
• Providing strategic guidance to Product, Operations, and Marketing teams on building new initiatives in a compliant and pragmatic way
• Overseeing the entities distributing private banking propositions with respect to product reviews, complaints, conduct of Private Bankers, and their compliance with internal policy requirements
• Reviewing and approving financial promotions and client communications
• Developing and updating global private banking control frameworks regarding conduct, sales quality standards, financial promotions, product governance, etc. to enable safe business growth

Skills

Regulatory change management

Policy design

Product governance

Conduct risk

MiFID knowledge

Job description

Revolut in the United Arab Emirates is seeking a Business Compliance Manager to advise and oversee compliance risks across investment and trading products within private banking. You'll enable innovation while meeting global regulatory expectations.

You'll review initiatives, guide Product, Operations, and Marketing on compliant execution, oversee private banking entities, and ensure promotions and client communications comply with internal policies.