Deputy MLRO & Compliance Lead: AML, KYC, Risk

Capital Com SV Investments Limited; Dubai; On-site; AED 360,000 - 600,000; Full time

Job summary

Capital Com SV Investments Limited seeks an AML-CFT and Compliance professional in the UAE to support the MLRO, review internal suspicious activity reports, and assist with external reporting obligations. The role involves KYC and CDD/EDD reviews, sanctions and PEP screening, and ongoing policy and training improvements.

You will collaborate with the Head of Compliance and senior management, maintain regulatory registers, and help prepare materials for regulatory inspections and boards.

Qualifications

• Experience in compliance and AML/CFT within a regulated financial services business.
• Working knowledge of UAE financial services regulations, including SCA/CMA requirements.

Responsibilities

• Act as deputy to the MLRO when required and receive/assess internal suspicious activity reports.
• Support client risk assessments and due diligence reviews including high-risk clients and periodic KYC reviews.
• Support AML/CFT controls, sanctions/PEP screening, and investigation of alerts; assist regulator and law enforcement requests.
• Maintain and improve AML CFT policies, procedures and training materials.
• Monitor compliance with applicable UAE laws and internal CMPs; track findings and remediation actions.
• Prepare compliance reports and management information for Head of Compliance, senior management and Board.
• Review regulator-facing documents for accuracy and completeness before sign-off.

Job description

Capital Com SV Investments Limited seeks an AML-CFT and Compliance professional in the UAE to support the MLRO, review internal suspicious activity reports, and assist with external reporting obligations. The role involves KYC and CDD/EDD reviews, sanctions and PEP screening, and ongoing policy and training improvements.

You will collaborate with the Head of Compliance and senior management, maintain regulatory registers, and help prepare materials for regulatory inspections and boards.