Audit Manager - Regulatory Compliance, Conduct & Legal (RCCL) Audit, Asia and Middle East

HSBC; United Arab Emirates; On-site; AED 120,000 - 200,000; Full time

Job summary

A leading global bank is seeking an Audit Manager to join its Regulatory Compliance, Conduct and Legal Audit Team in Dubai. In this role, you will oversee audit activities, ensuring effective risk management and governance processes. The ideal candidate will have strong experience in audit methodologies and regulatory compliance, and the ability to work in a dynamic multinational environment.

Qualifications

• Strong experience in audit methodologies and compliance assessments.
• Ability to analyze complex issues and develop solutions.
• Exceptional communication and collaboration skills.

Responsibilities

• Deliver RCCL audits and assess governance frameworks.
• Perform timely audit work according to established standards.
• Document findings and support audit report drafting.

Skills

Audit methodologies

Risk management

Regulatory compliance

Stakeholder engagement

Critical thinking

Education

Bachelor's degree in Finance, Business, or related field

Job description

Some careers prize diversity more than others.

If you’re looking for a role where you can continue to make an impression, take the next step at HSBC where your contributions will always be valued.

The primary role of Global Internal Audit (GIA) is to help the Board and Executive Management to protect the assets, reputation, and sustainability of the HSBC Group. GIA provides independent and objective assurance over the design and operating effectiveness of the Group’s framework of risk management, control, and governance processes. GIA possesses specialized capabilities and skills through its versatile, inquisitive, and diverse team of global professionals.

We are currently seeking an Audit Manager to join the Regulatory Compliance, Conduct and Legal (RCCL) Asia and Middle East (AME) audit team based in Dubai, United Arab Emirates.

As an Audit Manager, you will be responsible for general audit activities across the Group as part of the Global Internal Audit (GIA) team. You will provide independent, objective assurance over the Group’s internal control framework and bring a detailed, disciplined approach to the evaluation and improvement of the effectiveness of risk management, control, and governance processes.

The Audit Manager role holder will:

• Participate in delivering RCCL audits, some of which may be major and/or highly complex, which provide internal customers and stakeholders with critical assessments of the HSBC governance, risk and internal control frameworks.
• Perform audit work and complete audit assignments in a timely and efficient manner with due respect to the standards established by GIA, industry best practices and the relevant risk and regulatory environment
• Provide specialist professional advice on Regulatory Compliance, Conduct and Legal matters including in audit planning, scoping, testing, issues management and audit reporting
• Effectively document audit findings in audit work papers and support in drafting audit reports and audit issues succinctly and clearly articulating key risks and root causes
• Contribute to the execution of ongoing continuous monitoring activities and annual audit planning exercises

• Be a dedicated team player who is able to work in a dynamic and multinational culture, work well under high pressure, and proactively engage with stakeholders and team members with respect and courtesy