Associate Director Conduct Risk

Barclay Simpson; Dubai; On-site; AED 600,000 - 900,000; Full time

Job summary

Barclay Simpson is recruiting on behalf of a prominent UAE regulator for an Associate Director in Conduct of Business Risk Supervision. You will lead a team that reviews conduct risks across banking, asset management, brokerage and financial services entities, engaging with management and reporting outcomes.

The role involves developing guidelines and policies while promoting a strong risk culture across regulated organisations, with relocation to the UAE expected for the right candidate.

Qualifications

• University degree; significant relevant experience in financial services.
• Ideally a regulator and willingness to relocate to the UAE.

Responsibilities

• Lead a team monitoring conduct of business risks across allocated entities.
• Discuss issues with entity management; analyse data and report outcomes.
• Develop guidelines, policies and procedures and promote a strong risk culture across regulated organisations.

Education

University degree

Job description

A prominent UAE regulator is seeking an Associate Director to join their Conduct of Business Risk Supervision team. The team undertakes reviews of a range of banking, asset management, brokerage and financial services regulated entities. The Associate Director will lead a team monitoring the conduct of business risks across allocated entities, discussing issues with entity management, analysing relevant data and reporting on outcomes. You will also work on the development of guidelines, policies and procedures and promoting a strong risk culture across regulated organisations.

Candidates must be university graduates with significant relevant experience in financial services, ideally a regulator and willing to relocate to the UAE.